Integrity Financial Corporation

ITEM 5 – FEES AND COMPENSATION

A. ADVISOR COMPENSATION

Integrity’s advisory, consulting, and investment management fees are typically based either on a percentage
of assets under management or at a flat rate. All such fees are negotiable. Based upon the services provided,
fees may be due in advance or paid in arrears, as described below. Lower fees for comparable services may
be available from other sources. Accounts initiated mid-calendar quarter will be charged a prorated fee.

Individually, Separately Managed Accounts

Integrity manages separate client accounts on a full discretionary basis, assessing a percentage fee based
upon the net market value of each account’s assets under its management as of the last day of the calendar
quarter. Where deemed reasonable, fee calculations may be based upon the aggregated net market value
across multiple, client-related accounts. Fees are assessed in arrears and payable quarterly. Annual
investment management fee may range up to 1.50%, depending on the size and complexity of a client’s
account. In no instance may a fee be greater than listed in the schedule below.

                               Assets Under Management              Annual Fee
                                   $1 thru $1,000,000                 1.50%
                              $1,000,000+ thru $25,000,000            1.00%
                                 $25,000,000+ and Over                0.75%

Either Integrity or client may terminate their agreement for services upon written notice. Under such
notifications, all advisory and/or management services shall terminate 30 days after written notice has been
received by either party, or upon mutual agreement otherwise. Accounts terminated mid-calendar quarter
will be charged a prorated management fee.

401(k) Plan Consulting

Where Integrity provides advisory/consulting services to corporate 401(k) plans, it shall assess fees at the rate
below, unless otherwise negotiated. Fees shall be assessed quarterly in arrears based upon the aggregated
net market value of the plan’s participants.

                              Assets Under Management.               Annual Fee
                                   $1 thru $3,000,000                  1.00%
                              $3,000,000+ thru $4,000,000              0.75%
                              $4,000,000+ thru $5,000,000              0.50%
                                 $5,000,000+ and Over                Negotiable

Financial Planning Services

Integrity offers comprehensive financial planning services for clients who desire more expansive financial
advice. Services are provided on flat, one-time fee basis, and generally do not exceed $20,000 and, at the
discretion of Integrity, may be due and payable at the initial planning meeting. Services include the
development of a written comprehensive financial plan, and the availability of Integrity for additional planning
consulting services in the event changes to financial or life circumstances of the client. If the client elects to
engage Integrity for investment management, Integrity may, at its discretion, offset all or a portion of its
financial planning fees based upon, among other things, the amount paid for its planning services or the
amount of assets available for continuous management. Financial planning services fees are negotiable.

Betterment Wrap Fee Structure

For clients whose accounts are managed using the Betterment for Advisors platform, Integrity Financial
charges a fee based on the client’s assets under management. Fees are charged quarterly in arrears. In
addition, Betterment charges and directly collects a fee (“wrap fee”) for the use of its platform and services
provided. The fee schedule for clients whose accounts are managed using the Betterment for Advisors
platform is below.

The services included for the wrap fee cover all of the services provided by Betterment and Betterment
Securities through the Betterment for Advisors platform, including custody of assets, execution and clearing
of transactions, and account reporting.

Clients utilizing the Betterment for Advisors platform may pay a higher aggregate fee than if the advisory,
custodial, trade execution, and other services were purchased separately. Advisors with clients on this pricing
structure typically also pay a fixed monthly fee to Betterment. Betterment for Advisors collects both its wrap
fee and Integrity Financials’ management fee and remits the management fee to Integrity Financial.

                                                       Client           Betterment         Integrity
              Assets Under Management
                                                     Annual Fee         Annual Fee        Annual Fee
                 $1 thru $2,000,000                    0.75%              0.20%             0.55%
            $2,000,000+ thru $10,000,000               0.75%              0.18%             0.57%
           $10,000,000+ thru $30,000,000               0.75%              0.16%             0.59%
           $30,000,000+ thru $100,000,000              0.75%              0.14%             0.61%
              $100,000,000+ and Over                   0.75%              0.12%             0.63%

Given this management fee sharing arrangement, Integrity may be incentivized to refer clients to Betterment.
For additional information on the Betterment arrangement, see Item 10.D below.

Integrity Diversified Private Equity Insurance Dedicated Fund

As compensation for the sub-advisory services provided to the IDF, Integrity receives a portion of the
management fee assessed by SALI Fund Management, LLC as its investment manager to the IDF.
Management fees assessed by SALI range from 0.55% to 1.00% per annum and are based upon the net asset
value of the Integrity Series. SALI retains 0.06% per annum of the net asset value of the Integrity Series.
Recommendations to prospective clients shall be limited to those whom Integrity deems an investment in
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ITEM 7 – TYPES OF CLIENTS

Integrity provides portfolio management services to individuals, high net-worth individuals, families,
charitable organizations, corporations, corporate pension and profit-sharing plans, corporations or other
businesses, and a private fund. There are no minimum requirements for opening and maintaining an account.