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| Investcorp Credit Management US LLC
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|---|---|
| CRD # | 165140 |
| SEC # | 801-77039 |
| CIK # | 0001790382 |
| AUM | $11.5 B (2025-10-27) |
| Employees | 25 (60% Investors, 8% Brokers) |
| Phone | 212-599-4700 |
| Address | 280 Park Avenue New York, NY 10017 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| SA | Harvest US CLO 2025-1 Ltd | 2025-09-29 | 398.9 | |
| SA | Harvest US CLO 2025-2 Ltd | 2025-09-29 | 307.1 | |
| SA | Harvest US CLO 2025-3 Ltd | 2025-09-29 | 25.8 | |
| HF | Investcorp Sakura CLO Equity Fund LP | 2025-09-29 | 20.1 | |
| SA | Harvest US CLO 2024-2 Ltd | 2024-09-27 | 400.0 | |
| SA | Harvest US CLO 2024-3 Ltd | 2024-09-27 | 399.8 | |
| SA | Harvest US CLO 2024-1 Ltd | 2023-09-28 | 398.0 | |
| SA | Marble Point CLO XXV Ltd | 2023-03-28 | 396.0 | |
| SA | Harvest US CLO 2023-1 Ltd | 2022-09-26 | 397.7 | |
| SA | Jamestown CLO XVIII Ltd | 2022-09-26 | 395.2 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 36 | 11.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 39 | 11.5 |
| By Discretionary | ||
| Discretionary | 38 | 11.5 |
| Non-Discretionary | 1 | 0.0 |
| Total | 39 | 11.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 11.2 | |
| United States Persons | 0.3 | |
| Total | 39 | 11.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Robert Brown | Director | 99 | 6 | |
| John Fraser | Executive Officer | 41 | 5 | |
| Thomas Majewski | Director | 34 | 4 | |
| Patrick Maloney | Executive Officer | 12 | 3 | |
| Gene Basov | Executive Officer | 6 | 3 | |
| Sandra Platts | Director | 3 | 3 | |
| Paul Greenberg | Director | 3 | 3 | |
| Richard Relyea | Executive Officer | 3 | 2 | |
| Jim Rutherfurd | Executive Officer | 2 | 2 | |
| Ken Hanau | Executive Officer | 2 | 2 | |
| Marble Point Credit Management LLC | Promoter | 1 | 1 | |
| John Falla | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001790382] | |
| 4 | [0001790382] |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Investcorp Credit Management US LLC | |
| CM Finance Inc | |
| Investcorp BDC Holdings Ltd | |
| Investcorp SA | |
| Sipco Holdings Ltd |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2021-08-27 | Buy | 399,210 | $6.27 | 2,503,047 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-05-13 | Buy | 1,261 | ||
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-05-12 | Buy | 2,530 | $3.36 | 8,501 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-05-11 | Buy | 3,080 | $3.45 | 10,626 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-05-08 | Buy | 2,770 | $3.38 | 9,363 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-05-07 | Buy | 3,080 | $3.43 | 10,564 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-05-06 | Buy | 2,900 | $3.83 | 11,107 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-05-05 | Buy | 2,814 | $4.12 | 11,594 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-05-04 | Buy | 3,080 | $4.11 | 12,659 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-05-01 | Buy | 3,080 | $4.38 | 13,490 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-04-30 | Buy | 3,080 | $4.53 | 13,952 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-04-29 | Buy | 3,080 | $4.72 | 14,538 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-04-28 | Buy | 3,000 | $4.81 | 14,430 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-04-27 | Buy | 2,500 | $4.92 | 12,300 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-04-24 | Buy | 2,600 | $4.84 | 12,584 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-04-23 | Buy | 3,080 | $4.78 | 14,722 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-04-22 | Buy | 2,917 | $4.54 | 13,243 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-04-21 | Buy | 1,815 | $4.38 | 7,950 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-04-20 | Buy | 2,700 | $4.73 | 12,771 |
|
CM Finance Inc ICMB
Common Stock, $0.001 par value per share
|
2020-04-17 | Buy | 3,080 | $4.73 | 14,568 |
| showing 20 of 157 most recent transactions | |||||
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Investcorp Credit Management US LLC
✚
|
NY | 11.5 |
|
Investcorp Investment Advisers LLC
✚
|
NY | 5.5 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Slate Path Capital LP
✚
|
NY | 12.0 |
|
The WindAcre Partnership LLC
✚
|
TX | 11.4 |
|
Parvus Asset Management Jersey Limited
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|
11.3 | |
|
ValueAct Capital Management LP
✚
|
CA | 11.3 |
|
Camden Asset Management L P
✚
|
CA | 11.2 |
|
Fermat Capital Management LLC
✚
|
CT | 11.1 |
|
Neuberger Berman Asia Limited
✚
|
11.0 | |
|
Castle Hook Partners LP
✚
|
NY | 11.0 |
|
Redwood Capital Management LLC
✚
|
NY | 11.0 |
|
CBRE Investment Management Listed Real Assets LLC
✚
|
PA | 10.8 |