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| Neuberger Berman Asia Limited
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|---|---|
| CRD # | 154286 |
| SEC # | 801-71669 |
| CIK # | 0001640762 |
| AUM | $6.1 BB (2023-03-31) |
| Employees | 63 (33% Investors, 2% Brokers) |
| Phone | 85236648800 |
| Address | 20th Floor, Jardine House Hong Kong, Hong Kong |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 3.4 | |
| AAPL | 2,382.8 | 2.9 | |
| JPM | 340.2 | 1.7 | |
| AMZN | 1,093.0 | 1.4 | |
| NEE | 150.2 | 1.4 | |
| JNJ | 465.6 | 1.2 | |
| TMUS | 166.8 | 1.1 | |
| GOOG | 1,482.6 | 1.0 | |
| GOOGL | 1,475.1 | 1.0 | |
| ADI | 77.2 | 0.9 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Neuberger Berman China Equity Master Fund | 2017-06-20 | 2.1 | |
| Other | Neuberger Berman China A Share Fund | 2013-02-25 | 124.2 | |
| HF | PM Manager Fund SPC - Segregated Portfolio 26 | [2012-03-30] | 89.5 | 160.0 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 1.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 9 | 2.1 |
| (l) Sovereign wealth funds and foreign official institutions | 7 | 2.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 1 | 0.0 |
| Total | 22 | 6.1 |
| By Discretionary | ||
| Discretionary | 22 | 6.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 22 | 6.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 6.1 | |
| United States Persons | 0.0 | |
| Total | 22 | 6.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Michelle WilsonClarke | 272 | ||
| Kevin Williams | 125 | ||
| Charles Nightingale | 43 | ||
| James Rankin | 84 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-NT | [0001640762] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Neuberger Berman Investment Advisers LLC
✚
|
NY | 315.3 |
|
Neuberger Berman Europe Limited
✚
|
64.5 | |
|
Neuberger Berman Singapore PTE Limited
✚
|
26.8 | |
|
Neuberger Berman Loan Advisers LLC
✚
|
IL | 6.3 |
|
Neuberger Berman Asia Limited
✚
|
6.1 | |
|
Neuberger Berman Breton Hill ULC
✚
|
A6 | 0.0 |
|
Neuberger Berman BD LLC
✚
|
NY | 0.0 |
|
Neuberger Berman Asset Management LLC
✚
|
NY | 0.0 |
|
Neuberger Berman Management LLC
✚
|
NY | 0.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Grandeur Peak Global Advisors LLC
✚
|
UT | 6.2 |
|
Ironwood Capital Management Corp
✚
|
CA | 6.2 |
|
Glenview Capital Management LLC
✚
|
NY | 6.2 |
|
Eisler Capital US LLC
✚
|
NY | 6.1 |
|
Deer Park Road Management Company LP
✚
|
CO | 6.1 |
|
RiverNorth Capital Management LLC
✚
|
FL | 6.0 |
|
Owl Rock Diversified Advisors LLC
✚
|
NY | 6.0 |
|
Overlook Investments Limited
✚
|
6.0 | |
|
Overlook Investments LP
✚
|
6.0 | |
|
Aspect Capital Limited
✚
|
5.9 |