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| Ironwood Capital Advisors LLC
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|---|---|
| CRD # | 321642 |
| SEC # | 801-125824 |
| CIK # | |
| AUM | $766.2 M (2026-03-29) |
| Employees | 19 (100% Investors, 0% Brokers) |
| Phone | 860-409-2100 |
| Address | 45 Nod Road Avon, CT 06001 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Ironwood Mezzanine Fund II LP | 2025-03-27 | 0.6 | |
| Other | Wildwood Capital Ma SPV LLC | [2025-03-27] | 1.3 | |
| PE | Ironwood Capital Partners V LP | [2022-03-31] | 86.5 | 398.8 |
| Filed 2021-09-15 (D) · Exemption 506(b), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Ironwood Capital Partners V SBIC LP | [2022-03-31] | 25.8 | 139.3 |
| Filed 2021-09-15 (D) · Exemption 3(c)(1), 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Ironwood Mezzanine Fund IV-B LP | [2018-03-31] | 78.0 | 52.3 |
| Filed 2018-04-30 (D/A) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Ironwood Mezzanine Fund IV-A LP | [2017-03-31] | 82.4 | 47.6 |
| Filed 2018-04-13 (D/A) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Ironwood Mezzanine Fund IV LP | [2017-03-31] | 163.9 | 62.7 |
| Filed 2018-05-30 (D/A) · Exemption 506(b), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Ironwood Mezzanine Fund III-A LP | [2012-03-20] | 54.7 | 33.5 |
| Offered $54,707,980 · Filed 2013-04-16 (D/A) · Exemption 506, 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Ironwood Mezzanine Fund III LP | [2012-03-20] | 143.1 | 30.2 |
| Offered $161,082,474 · Filed 2013-02-14 (D/A) · Exemption 506, 3(c)(7) · Remaining $17,993,336 · Duration One year or less · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 10 | 766.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 10 | 766.2 |
| By Discretionary | ||
| Discretionary | 10 | 766.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 10 | 766.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 766.2 | |
| Total | 10 | 766.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Dickson Suit | Executive Officer | 13 | 2 | |
| Carolyn Galiette | Executive Officer | 8 | 2 | |
| James Barra | Executive Officer | 8 | 2 | |
| Roger Roche Jr | Executive Officer | 7 | 2 | |
| Alexander Levental | Executive Officer | 4 | 2 | |
| Roger Roche | Executive Officer | 4 | 2 | |
| Ironwood Capital Management V LLC | Executive Officer | 2 | 2 | |
| Marc Reich | Executive Officer | 5 | 1 | |
| Ironwood Mezzanine Management IV LLC | Executive Officer | 2 | 1 | |
| Ironwood Mezzanine Management IV-A LLC | Executive Officer | 1 | 1 | |
| Ironwood Capital Management V SBIC LLC | Executive Officer | 1 | 1 |
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