JJB Hilliard WL Lyons LLC

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JJB Hilliard WL Lyons LLC
CRD #453
SEC #801-23120
CIK #0001442175
AUM
Employees 1,025 (37% Investors, 65% Brokers)
Phone502-588-8400
Address500 West Jefferson Street
Louisville, KY 40202
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($B)
10.08.06.04.02.00.02001200920172025
CIK Period
0001442175
Sector Form 13F Holdings Value ($B)
Microsoft Corp 0.8
Apple Inc 0.7
J P Morgan Chase & Co 0.5
Walt Disney Co 0.4
Johnson & Johnson 0.4
Home Depot Inc 0.4
Cisco Systems Inc 0.3
Alphabet Inc 0.3
Chevron Corp 0.2
US Bancorp de 0.2
Pfizer Inc 0.2
Union Pacific Corp 0.2
Visa Inc 0.2
Progressive Corp/Oh/ 0.2
AbbVie Inc 0.2
Fastenal Co 0.2
Starbucks Corp 0.2
O Reilly Automotive Inc 0.2
Verizon Communications Inc 0.2
Tyco Electronics Ltd 0.2
Merck & Co Inc 0.2
Procter & Gamble Co 0.2
 
 
 
 
 
 
 
 
 
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AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 29,063 6.6
(b) Individuals (high net worth individuals) 1,561 2.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 0.1
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 184 0.1
(h) Charitable organizations 139 0.2
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 65 0.1
(n) Other 0 0.0
Total 31,198 9.3
By Discretionary
Discretionary 17,113 4.9
Non-Discretionary 14,085 4.4
Total 31,198 9.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 9.3
Total 31,198 9.3
EDGAR Form CIK 2011 - 2026
13F-NT [0001442175]
SC 13G [0001442175]
Form 13D/13G Filer Form 13D/13G Subject Filed
JJB Hilliard WL Lyons LLC First Trust Exchange-Traded Fund [2016-01-27]
JJB Hilliard WL Lyons LLC First Trust Exchange-Traded Fund [2014-02-10]
Firm Profile (Form ADV)
Discretionary AUM$3.9B
Clients2,782
ServesInstitutional, Retail, Research
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tony@aum13f.com