Jr Prunier Capital Management LLC

Item 5: Fees and Compensation
  A.​ Fee Schedule

     Portfolio Management Fees

      Total Assets Under Management                         Annual Fees
      $0 - $500,000                                         1.20%

      $500,001 - $5,000,000                                 0.90%

      $5,000,001 - $10,000,000                              0.70%

      $10,000,001 - $25,000,000                             0.60%

      $25,000,001 – AND UP                                  0.50%

     JRPCML uses an average of the daily balance in the client's account throughout the billing period,
     after taking into account deposits and withdrawals, for purposes of determining the market value
     of the assets upon which the advisory fee is based.

     These fees are generally negotiable and the final fee schedule will be memorialized in the client’s
     advisory agreement. Clients may terminate the agreement without penalty for a full refund of
     JRPCML's fees within five business days of signing the Investment Advisory Contract. Thereafter,
     clients may terminate the Investment Advisory Contract upon 30 days advance written notice.

     JRPCML may direct clients to third-party investment advisers. Fees paid to third-party investment
     advisers are either included in the above fee or clients will be billed directly from the third-party
     investment advisers for their fees. JRPCML does not receive any additional fees for referring clients
     to any third-party investment adviser. The third-party investment adviser’s advisory fees, billing
     schedule, and payment procedures are set forth in their separate written disclosure documents,
     advisory agreements, and/or the account opening documents of your account Custodian.

     Financial Planning Fees
     The rate for creating client financial plans is generally between $1,800 and $20,000, but may vary
     depending on the complexity of the plan. The fees are negotiable, and the final fee schedule will be
     attached as Exhibit II of the Financial Planning Agreement.

     Clients may terminate the agreement without penalty, for full refund of JRPCML’s fees, within five
     business days of signing the Financial Planning Agreement. Thereafter, clients may terminate the
     Financial Planning Agreement upon written notice.

   Pension Consulting Services Fees

    Total Assets Under Management                          Annual Fee
    $0 - $1,000,000                                        0.75%

    $1,000,001 - $2,500,000                                0.50%

    $2,500,001 - $7,500,000                                0.30%

    $7,500,001 - $15,000,000                               0.25%

    $15,000,001 - AND UP                                   0.20%

   JRPCML uses an average of the daily balance in the client's account throughout the billing period,
   after taking into account deposits and withdrawals, for purposes of determining the market value
   of the assets upon which the advisory fee is based.

   These fees are generally negotiable and the final fee schedule will be memorialized in the client’s
   advisory agreement.

   Clients may terminate the agreement without penalty for a full refund of JRPCML's fees within five
   business days of signing the Investment Advisory Contract. Thereafter, clients may terminate the
   pension consulting agreement immediately upon written notice. JRPCML uses an average of the
   daily balance in the client’s account throughout the billing period, after taking into account deposits
   and withdrawals, for purposes of determining the market value of the assets upon which the
   advisory fee is based.

B.​ Payment of Fees

   Payment of Portfolio Management Fees
   Asset-based portfolio management fees are withdrawn directly from the client's accounts with
   client's written authorization on a monthly basis. Fees are paid in arrears.

   For fees deducted directly from client accounts, in states that require it, JRPCML will:
       (A)​ Possess written authorization from the client to deduct advisory fees from an account held
            by a custodian.
       (B)​ Send the custodian written notice of the amount of the fee to be deducted from the client’s
            account and verify that the custodian sends invoices to the client.
       (C)​ Send the client a written invoice itemizing the fee upon or prior to fee deduction, including
            the formula used to calculate the fee, the time period covered by the fee and the amount
            of assets under management on which the fee was based.

   Payment of Financial Planning Fees

   Fixed Financial Planning fees are either withdrawn directly from the client’s accounts with client’s
   written authorization or invoiced and payable via cash, check or wire. Clients may select the
   method in which they are billed. Fees are paid quarterly in arrears, but may be billed per project.

       Payment of Pension Consulting Fees

       Asset-based pension consulting fees are withdrawn directly from the client's accounts with client's
       written authorization on a monthly basis. Fees are paid in arrears.

       For fees deducted directly from client accounts, in states that require it, JRPCML will:
           (A)​ Possess written authorization from the client to deduct advisory fees from an account held
                by a custodian.
           (B)​ Send the custodian written notice of the amount of the fee to be deducted from the client’s
                account and verify that the custodian sends invoices to the client.

   C.​ Client Responsibility for Third Party Fees

       Clients are responsible for the payment of all third-party fees (i.e. custodian fees, brokerage fees,
       mutual fund fees, transaction fees, etc.). Those fees are separate and distinct from the fees and
       expenses charged by JRPCML. Please see Item 12 of this brochure regarding
       broker-dealer/custodian.
...

Item 7: Types of Clients

JRPCML generally provides advisory services to the following types of clients:

   ●​ Individuals
   ●​ High-Net-Worth Individuals
   ●​ Pension and Profit Sharing Plans

There is no account minimum for any of JRPCML’s services.