|
⚲
|
| Juniper Investment Company LLC
✚
|
|
|---|---|
| CRD # | 170814 |
| SEC # | 801-117664 |
| CIK # | 0001794034 |
| AUM | $236.3 MM (2023-03-31) |
| Employees | 8 (75% Investors, 0% Brokers) |
| Phone | 212-339-8500 |
| Address | 555 Madison Avenue New York, NY 10022-3315 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| LINC | 173.6 | 31.8 | |
| AORT | 749.4 | 27.5 | |
| AMOT | 357.0 | 23.6 | |
| VSEC | 465.8 | 14.6 | |
| TWIN | 124.9 | 9.9 | |
| INTT | 76.6 | 9.3 | |
| TRNS | 436.3 | 8.6 | |
| ALOT | 86.7 | 6.6 | |
| BVS | 478.6 | 4.9 | |
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Juniper Targeted Opportunities LP Series E | [2022-03-30] | 27.2 | 2.8 |
| PE | Juniper Targeted Opportunities LP Series D | [2021-03-31] | 27.2 | 18.7 |
| PE | Juniper Targeted Opportunities LP Series C | [2020-04-23] | 27.2 | 21.3 |
| PE | Juniper Targeted Opportunities LP Series B | [2019-10-21] | 27.2 | 8.1 |
| PE | Juniper Targeted Opportunities LP | [2017-03-31] | 27.2 | 9.8 |
| HF | Juniper Targeted Opportunity Fund LP | [2014-10-03] | 31.1 | 128.2 |
| PE | Juniper TGX Investment Partners LLC | [2014-10-03] | 21.3 | 75.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 235.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 1.0 |
| Total | 7 | 236.3 |
| By Discretionary | ||
| Discretionary | 7 | 236.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7 | 236.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 26.8 | |
| United States Persons | 209.5 | |
| Total | 7 | 236.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Alexis Michas | 4 | ||
| John Bartholdson | 3 | ||
| Juniper Investment Company LLC | 2 | ||
| Juniper TGX Investors LLC | 1 | ||
| Juniper HF Investors II LLC | 1 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001794034] | |
| 3 | [0001794034] | |
| 4 | [0001794034] | |
| SC 13D | [0001794034] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
MicroVest Capital Management LLC
✚
|
MD | 0.2 |
|
Shoreline Capital Management Ltd
✚
|
0.2 | |
|
Archer Venture Capital Management LLC
✚
|
CA | 0.2 |
|
Corinthian Capital Group LLC
✚
|
NY | 0.2 |
|
Saybrook Advisors LLC
✚
|
CA | 0.2 |
|
Blue Water Life Science Advisors LP
✚
|
CA | 0.2 |
|
Ospraie Management LLC
✚
|
NY | 0.2 |
|
Trilinc Global Advisors LLC
✚
|
CA | 0.2 |
|
RH Bluestein & Co LLC
✚
|
MI | 0.2 |
|
Sabby Management LLC
✚
|
TX | 0.2 |