Kaplan Robert M

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Kaplan Robert M
CRD #150261
SEC #801-70189
CIK #0000935627
AUM
Employees
Phone415-492-1990
Address625 Kernberry Drive
San Rafael, CA 94903
Source [IAPD] [EDGAR]
Total AUM ($)
1.00.80.60.40.20.02008201320192025
AUM Breakdown Accounts AUM ($)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 0 0.0
By Discretionary
Discretionary 0 0.0
Non-Discretionary 0 0.0
Total 0 0.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.0
Total 0 0.0
EDGAR Form CIK 2011 - 2026
4 [0000935627]
Firm Profile (Form ADV)
ServesRetail
Form 3/4/5 Subject 2011 - 2026
Kaplan Robert M
Turtle Beach Corp
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Turtle Beach Corp PAMT
Stock Option (Right to Buy) · derivative
2014-01-15 Grant 5,000 $0.00
Turtle Beach Corp PAMT
Stock Option (Right to Buy) · derivative
2014-01-15 Grant 5,000 $0.00
Turtle Beach Corp PAMT
Stock Option (Right to Buy) · derivative
2014-01-15 Disposed to issuer 5,000 $0.00
Turtle Beach Corp PAMT
Stock Option (Right to Buy) · derivative
2014-01-15 Disposed to issuer 5,000 $0.00
Turtle Beach Corp PAMT
Stock Option (Right to Buy) · derivative
2014-01-15 Grant 5,000 $0.00
Turtle Beach Corp PAMT
Stock Option (Right to Buy) · derivative
2014-01-15 Disposed to issuer 5,000 $0.00
Turtle Beach Corp PAMT
Stock Option (Right to Buy) · derivative
2013-02-21 Grant 5,000 $0.00
Turtle Beach Corp PAMT
Stock Option (Right to Buy) · derivative
2012-01-13 Grant 25,000 $0.00
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