|
⚲
|
| Kate Capital LLC
✚
|
|
|---|---|
| CRD # | 329897 |
| SEC # | 801-131461 |
| CIK # | |
| AUM | $206.8 M (2026-03-31) |
| Employees | 8 (75% Investors, 0% Brokers) |
| Phone | 203-216-9667 |
| Address | 10 Wright Street Westport, CT 06880 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Kate Global LP | [2024-12-17] | 42.9 | 14.5 |
| HF | Kate Global Master Fund LP | [2024-12-17] | 42.9 | 47.4 |
| HF | Kate Global Offshore Fund LP | [2024-12-17] | 42.9 | 4.1 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 206.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 206.8 |
| By Discretionary | ||
| Discretionary | 5 | 206.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 206.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 185.7 | |
| United States Persons | 21.1 | |
| Total | 5 | 206.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Kate Capital LLC | 1 | 1 | ||
| Paul Podolsky | 1 | 1 | ||
| Kate Global Investor LLC | 1 | 1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Pearlstone Alternative UK LLP
✚
|
0.2 | |
|
Lone Peak Partners Management LP
✚
|
NY | 0.2 |
|
Makaira Partners LLC
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|
CA | 0.2 |
|
Telligent Investment Management LLC
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|
0.2 | |
|
Sephira Investment Advisors UK Limited
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|
0.2 | |
|
Voyager Management LLC
✚
|
CA | 0.2 |
|
Lynwood Price Capital Management LP
✚
|
TX | 0.2 |
|
Yieldpoint LP
✚
|
NY | 0.2 |
|
Monimus Capital Management LP
✚
|
NJ | 0.2 |
|
Chicago Capital Management LLC
✚
|
IL | 0.2 |