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| Keyboard |
| Kaufman Brett
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|---|---|
| CIK # | 0001431385 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001431385] | |
| 4 | [0001431385] | |
| 5 | [0001431385] |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Advanced Flower Capital Inc | |
| Kaufman Brett | |
| AFC BDC Inc | |
| Ladenburg Thalmann Financial Services Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Advanced Flower Capital Inc AFCG
Common Stock
|
2023-01-03 | Grant | 3,211 | $15.57 | 49,995 |
|
Advanced Flower Capital Inc AFCG
Common Stock
|
2022-05-11 | Buy | 3,000 | $16.70 | 50,100 |
|
AFC BDC Inc NONE
Common Stock
|
2022-04-28 | Other | 5,000 | $20.00 | 100,000 |
|
AFC BDC Inc NONE
Common Stock
|
2022-04-28 | Other | 5,000 | $20.00 | 100,000 |
|
Advanced Flower Capital Inc AFCG
Common Stock
|
2022-03-18 | Grant | 2,000 | $19.27 | 38,540 |
|
Advanced Flower Capital Inc AFCG
Stock Option (right to buy) · derivative
|
2022-01-11 | Grant | 5,000 | $0.00 | |
|
Advanced Flower Capital Inc AFCG
Common Stock
|
2021-09-02 | Gift | 49,043 | $0.00 | |
|
Advanced Flower Capital Inc AFCG
Common Stock
|
2021-08-13 | Grant | 1,000 | $20.50 | 20,500 |
|
Advanced Flower Capital Inc AFCG
Common Stock
|
2021-08-06 | Grant | 49,043 | $0.00 | |
|
Ladenburg Thalmann Financial Services Inc LTS
8.00% Series A Cumulative Redeemable Preferred Stock
|
2020-02-18 | Sell | 205.35 | $25.00 | 5,134 |
|
Ladenburg Thalmann Financial Services Inc LTS
Stock Option (Right to Buy) · derivative
|
2020-02-14 | Disposed to issuer | 62,500 | $2.10 | 131,250 |
|
Ladenburg Thalmann Financial Services Inc LTS
Stock Option (Right to Buy) · derivative
|
2020-02-14 | Disposed to issuer | 125,000 | $0.70 | 87,500 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2020-02-14 | Disposed to issuer | 318,466.08 | $3.50 | 1,114,631 |
|
Ladenburg Thalmann Financial Services Inc LTS
Stock Option (Right to Buy) · derivative
|
2020-02-14 | Disposed to issuer | 75,000 | $0.25 | 18,750 |
|
Ladenburg Thalmann Financial Services Inc LTS
Stock Option (Right to Buy) · derivative
|
2020-02-14 | Disposed to issuer | 125,000 | $2.22 | 277,500 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2020-01-07 | Option exercise | 50,000 | $0.90 | 45,000 |
|
Ladenburg Thalmann Financial Services Inc LTS
Stock Option (Right to Buy) · derivative
|
2020-01-07 | Option exercise | 50,000 | $0.00 | |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2019-01-20 | Tax withheld | 2,986 | $3.10 | 9,257 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2019-01-14 | Tax withheld | 3,080 | $3.01 | 9,271 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2019-01-13 | Tax withheld | 3,123 | $3.12 | 9,744 |
| showing 20 of 46 most recent transactions | |||||