Keeler & Nadler Financial Planning and Wealth Management LLC

Item 5 – Fees and Compensation
Fee Schedule
WEALTH MANAGEMENT SERVICES FEES
KNFW charges an annual wealth management fee based on the total assets under management. These fees
shall never exceed 1.65%. These fees will be payable quarterly in advance, due on the first day of the month
following the execution of the agreement and at three-month intervals thereafter. The fee is based on the value
of the assets under management on the last day of the month prior to billing. These fees are generally
negotiable, and the final fee schedule will be memorialized in the Client’s Wealth Management agreement.
KNFW charges a minimum quarterly fee of $1,250.00 for Wealth Management Services.
FINANCIAL PLANNING FEES – STAND-ALONE SERVICE
KNFW charges an hourly or fixed fee for financial planning. Prior to the planning process, the Client will be
provided an estimated plan fee, which will be based on the complexity of the engagement. Services will be
completed and delivered within ninety (90) days, contingent upon timely delivery of all required
documentation. KNFW reserves the right to waive the fee should the Client implement the plan through KNFW.
       HOURLY FEES
       Hourly fee services are offered based on an hourly fee not to exceed $500 per hour. Fees for financial
       plans are billed upon completion of the plan.
       FIXED FEES
       Fixed fee services are offered based on a fixed fee to never exceed $10,000, depending on the
       complexity of the engagement. Fees are billed upon completion of the plan.
CORPORATE RETIREMENT SERVICES
The annual fees are based on the market value of the Included Assets and shall not exceed 1%. Fees may be
charged quarterly or monthly in arrears or in advance based on the assets as calculated by the custodian or
record keeper of the Included Assets (without adjustments for anticipated withdrawals by Plan participants
or other anticipated or scheduled transfers or distribution of assets) on the last business day of the previous
quarter.
The fee schedule, which includes compensation of KNFW for the services, is described in detail in the ERISA
Plan Agreement. The Plan is obligated to pay the fees; however, the Plan Sponsor may elect to pay the fees.
Clients may elect to be billed directly or have fees deducted from Plan Assets. KNFW does not reasonably
expect to receive any additional compensation, directly or indirectly, for its services. If additional
compensation is received, KNFW will disclose this compensation, the services rendered, and the payer of
compensation.

                                                                                   Keeler & Nadler Family Wealth
                                                                                      ADV Part 2A: Firm Brochure
                                                                                                       May 2026

Payment of Fees
KNFW fees are deducted directly from the Client’s Account or invoiced directly to the client to be paid by
check.
Fees paid to any TPMs are typically deducted from client accounts. Clients who work with TPMs will sign
separate agreements with the TPM that outline the TPM’s fee payment options.
KNFW, in its sole discretion, may charge a lesser investment advisory fee based upon certain criteria (e.g.,
historical relationship, type of assets, anticipated future earning capacity, anticipated future additional
assets, dollar amounts of assets to be managed, related accounts, account composition, negotiations with
Clients, etc.).
For all services, Clients may terminate their engagement with KNFW within five (5) business days of signing an
Agreement with no obligation and without penalty. For accounts opened or closed mid-billing period, fees will
be prorated based on the days services are provided during the given period. All unearned fees will be
refunded to the Client. Any increase in fees will be acknowledged in writing by both parties before any increase
in said fees occurs.
Additional Fees
Clients are responsible for Third-Party Fees, including but not limited to those listed below. Some custodians
of broker-dealers for the accounts of Clients in KNFW may charge maintenance or transaction fees that are
separate from the advisory fees charged by KNFW for its advisory services. The custodian of the Client’s
account, which may be a mutual fund or insurance company, may provide confirmations with each
transaction and statements either monthly or quarterly. Any transfer fees, transaction fees, redemption fees,
sales loads, wiring fees, etc., charged against an account are separate from the KNFW’s management fees,
and will be deducted from the Client’s account by the custodian.

Prepayment of Fees
Fees are paid quarterly in advance. KNFW does not require the prepayment of more than $1,200 in fees per
Client, six months or more in advance. If the investment advisory contract terminates prematurely, the Client
will receive a prorated refund of the prepaid fees.

External Compensation for the Sale of Securities
KNFW does not receive any external compensation from the sale of securities.

Item 7 – Types of Clients
KNFW’s Clients are generally individuals, high-net-worth individuals, trusts, estates, pension and profit-
sharing plans, small businesses, charitable organizations, corporations, endowments, and other business
entities. Client relationships vary in scope and length of service.
There is no minimum account size, and Clients are not required to have a certain amount of investment
experience or sophistication.

                                                                                   Keeler & Nadler Family Wealth
                                                                                      ADV Part 2A: Firm Brochure
                                                                                                       May 2026