|
⚲
|
| Steffes Financial Ltd
✚
|
|
|---|---|
| CRD # | 134530 |
| SEC # | 801-64179 |
| CIK # | |
| AUM | $495.2 MM (2024-03-19) |
| Employees | 5 (80% Investors, 0% Brokers) |
| Phone | 913-722-1111 |
| Address | 8655 College Blvd Overland Park, KS 66210 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 136 | 58.8 |
| (b) Individuals (high net worth individuals) | 71 | 192.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 42 | 178.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 658 | 429.2 |
| By Discretionary | ||
| Discretionary | 582 | 246.8 |
| Non-Discretionary | 76 | 182.4 |
| Total | 658 | 429.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 429.2 | |
| Total | 658 | 429.2 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Chelsea Counsel Company
✚
|
CA | 0.5 |
|
Integral Investment Advisors Inc
✚
|
CA | 0.5 |
|
SkyOak Wealth LLC
✚
|
MI | 0.5 |
|
Fonville Wealth Management LLC
✚
|
VA | 0.5 |
|
Rootstock Investment Management LLC
✚
|
PA | 0.5 |
|
Shankervalleau Wealth Advisors Inc
✚
|
IL | 0.5 |
|
New Harbor Financial Group LLC
✚
|
MA | 0.5 |
|
West Michigan Advisors LLC
✚
|
MI | 0.5 |
|
Pinion Investment Advisors LLC
✚
|
KS | 0.5 |
|
Maximai Investment Partners LLC
✚
|
FL | 0.5 |