KJ Harrison & Partners USA Inc

Item 5 Fees and Compensation
Wealth Management Services
The fee for Wealth Management Services is based on a percentage of your portfolio assets that we
manage, which may range up to 2.00%. Our fee is billed and payable quarterly in arrears based on the
value of your account on the last trading day of the calendar quarter. If the Managed Account
Agreement is executed at any time other than the first day of a calendar quarter, our fees will apply on
a pro rata basis, which means that the advisory fee is payable in proportion to the number of days in
the quarter for which you are a client. Our advisory fee is negotiable depending on the nature of
services to be provided, types of investments, portfolio makeup, and/or the complexity of the client's
situation.

We will deduct our fee directly from your account through the qualified custodian holding your funds
and securities. We will deduct our advisory fee only when the following requirements are met: (1) You
provide our firm with written authorization permitting the fees to be paid directly from your account held

by the qualified custodian; and, (2) The qualified custodian agrees to send you a statement (at least
quarterly) indicating all amounts dispersed from your account, including the amount of the advisory fee
paid directly to our firm. You may terminate the Managed Account Agreement upon 30 days written
notice to our firm. You will incur a pro rata charge for services rendered prior to the termination of
the Managed Account Agreement, which means you will incur advisory fees only in proportion to the
number of days in the quarter for which you are a client. We encourage you to review the statement(s)
you receive from the qualified custodian. If you find any inaccurate information within the statement(s),
please call our main office number located on the cover page of this Disclosure Brochure.

Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in
mutual funds and exchange traded funds. The fees that you pay to our firm for investment advisory
services are separate and distinct from the fees and expenses charged by mutual funds or exchange
traded funds (described in each fund's prospectus) to their shareholders. These fees will generally
include a management fee and other fund expenses. You may, depending on your type of brokerage
account, incur transaction charges and/or brokerage fees when purchasing or selling securities or fees
payable under a separate services agreement with the custodian. These charges and fees are typically
imposed by the broker-dealer or custodian through whom your account transactions are executed. We
do not share in any portion of the brokerage fees/transaction charges imposed by the broker-dealer or
custodian. To fully understand the total cost you will incur, you should review all the fees charged by
mutual funds, exchange traded funds, our firm, and others. For information on our brokerage practices,
refer to the Brokerage Practices section of this brochure.

Compensation for the Sale of Securities Products
KJH-USA is affiliated with K.J. Harrison & Partners Inc., a registered Dealer Member of the Canadian
Investment Regulatory Organization ("CIRO") and is registered with most Canadian provincial
securities commissions as an Investment Dealer and Investment Fund Manager, including the Ontario
Securities Commission. Investment Adviser Representatives of our firm may be registered
representatives with K.J. Harrison & Partners Inc. These outside business activities create a conflict of
interest because such individuals may have a financial incentive to recommend security transactions
on your behalf. In efforts to mitigate this conflict of interest it is our firm's strict policy that all employees
of our firm must act in our client's best interest. Clients are under no obligation to use the services of
any firm we recommend, whether affiliated or otherwise, and may obtain comparable services and/or
lower fees through other firms.

Item 7 Types of Clients
We typically offer investment advisory services to individuals, trusts, estates, charitable organizations,
and other business entities. In general, we require a minimum of $1,000,000 to open and maintain an
advisory account. At our discretion, we may waive this minimum account size. For example, we may
waive the minimum if you appear to have significant potential for increasing your assets under our
management.