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| Happy Holidays!! thanks for using AUM13F!! |
| Klein Pavlis & Peasley Financial Inc
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| CRD # | 112414 |
| SEC # | 801-121974 |
| CIK # | 0001907480 |
| AUM | $184.9 M (2025-03-14) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 800-557-5461 |
| Address | 4 Park Plaza, Ste 1010 Irvine, CA 92614 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001907480 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Cameco Corp | 8.0 | ||
| Agnico Eagle Mines Ltd | 7.9 | ||
| Wheaton Precious Metals Corp | 5.6 | ||
| Ritchie Bros Auctioneers Inc | 5.0 | ||
| Southern Copper Corp/ | 4.6 | ||
| Oneok Inc /New/ | 4.5 | ||
| Schwab Charles Corp | 4.5 | ||
| Tyco International Ltd /Ber/ | 4.5 | ||
| Mexican Economic Development Inc | 4.2 | ||
| Medtronic Holdings Ltd | 3.8 | ||
| Rockwell Automation Inc | 3.2 | ||
| Alamos Gold Inc | 2.9 | ||
| Qualcomm Inc/DE | 2.8 | ||
| Philip Morris International Inc | 2.8 | ||
| Masco Corp /DE/ | 2.8 | ||
| Crown Castle International Corp | 2.6 | ||
| Hartford Financial Services Group Inc/DE | 2.6 | ||
| SAIC Inc | 2.6 | ||
| Unilever PLC | 2.5 | ||
| Conocophillips | 2.4 | ||
| Southern Co | 2.4 | ||
| Abbott Laboratories | 2.3 | ||
| Bonanza Creek Energy Inc | 2.2 | ||
| UNUM Group | 2.2 | ||
| Franco Nevada Corp | 2.0 | ||
| Teck Resources Ltd | 1.9 | ||
| Barrick Gold Corp | 1.8 | ||
| Hershey Co | 1.8 | ||
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| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 280 | 98.4 |
| (b) Individuals (high net worth individuals) | 48 | 86.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 735 | 184.9 |
| By Discretionary | ||
| Discretionary | 735 | 184.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 735 | 184.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 184.9 | |
| Total | 735 | 184.9 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001907480] |
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|---|---|---|
|
Resolute Capital LLC
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|
SC | 0.2 |
|
McCartney Wealth Management LLC
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MO | 0.2 |
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The Putney Financial Group LLC
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CA | 0.2 |
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UTA LLC
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WA | 0.2 |
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The Planner's Edge LLC
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WA | 0.2 |
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Coastwise Capital Group LLC
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CA | 0.2 |
|
Locker Financial Services LLC
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|
NJ | 0.2 |
|
Pacific Financial Strategies Inc
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|
CA | 0.2 |
|
Blue Marble Investments LLC
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|
CA | 0.2 |
|
WH CornerStone Investments Inc
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|
MA | 0.2 |