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| Klein Pavlis & Peasley Financial Inc
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| CRD # | 112414 |
| SEC # | 801-121974 |
| CIK # | 0001907480 |
| AUM | 232.7 M (2026-05-06) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 800-557-5461 |
| Address | 4 Park Plaza, Ste 1010 Irvine, CA 92614 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001907480 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Agnico Eagle Mines Ltd | 10.9 | ||
| Cameco Corp | 7.4 | ||
| Philip Morris International Inc | 7.2 | ||
| Wheaton Precious Metals Corp | 7.2 | ||
| Teradyne Inc | 6.0 | ||
| Tyco International Ltd /Ber/ | 5.5 | ||
| Schwab Charles Corp | 5.2 | ||
| Southern Copper Corp/ | 4.9 | ||
| Ritchie Bros Auctioneers Inc | 4.6 | ||
| Mexican Economic Development Inc | 4.4 | ||
| Alamos Gold Inc | 4.3 | ||
| Medtronic Holdings Ltd | 4.1 | ||
| Conocophillips | 4.0 | ||
| Hartford Financial Services Group Inc/DE | 3.9 | ||
| Cisco Systems Inc | 3.6 | ||
| Embraer Sa | 3.0 | ||
| Rockwell Automation Inc | 2.8 | ||
| Abbott Laboratories | 2.7 | ||
| Franco Nevada Corp | 2.5 | ||
| SAIC Inc | 2.5 | ||
| Barrick Gold Corp | 2.4 | ||
| Southern Co | 2.3 | ||
| Unilever PLC | 2.2 | ||
| Sony Corp | 2.2 | ||
| UNUM Group | 2.2 | ||
| Opera Ltd | 2.1 | ||
| Cincinnati Financial Corp | 1.9 | ||
| Tractor Supply Co /DE/ | 1.9 | ||
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| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 277 | 116.9 |
| (b) Individuals (high net worth individuals) | 59 | 114.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 808 | 232.7 |
| By Discretionary | ||
| Discretionary | 808 | 232.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 808 | 232.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 232.7 | |
| Total | 808 | 232.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001907480] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail, Research |
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