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| KOM Wealth Management Group LLC
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| CRD # | 142682 |
| SEC # | 801-67464 |
| CIK # | 0001804116 |
| AUM | 407.8 M (2026-03-04) |
| Employees | 7 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 920-733-3865 |
| Address | 3601 E Evergreen Drive Appleton, WI 54913 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
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| Fees and Compensation — Form ADV Part 2A (3/4/2026) [Brochure] |
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Item 5 – Fees and Compensation In addition to the information provide in Item 4 – Advisory Business, this section provides additional details regarding our services along with descriptions of each service’s fees and compensation arrangements. KOM Wealth Management Group is an investment adviser providing financial planning, consulting, and investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and business entities. KOM Wealth Management Group, depending upon the engagement, offers its services on a fee basis which may include hourly and/or fixed fees as well as fees based upon the value of assets under management. Alternatively, certain of KOM Wealth Management Group's Advisory Affiliates (Advisory Affiliates is defined as 1) All KOM Wealth Management Group officers, partners, or directors; 2) all persons directly or indirectly controlling or controlled by KOM Wealth Management Group; and 3) All current employees other than employees performing only clerical, administrative support or similar functions) may offer insurance products under a commission arrangement. Prior to engaging KOM Wealth Management Group to provide any of the foregoing investment advisory services, the client will generally be required to enter into one or more written agreements with KOM Wealth Management Group setting forth the terms and conditions under which our firm will render its services (collectively the "Agreement"). Financial Planning and Consulting Services KOM Wealth Management Group provides its clients with a broad range of comprehensive financial planning and consulting services (which may include non-investment related matters). KOM Wealth Management Group will charge a fixed fee and/or hourly fee for these services. Our financial planning and consulting fees are negotiable, but generally range from $1,250 to $14,000 annually on a fixed fee basis and/or from $125 to $400 on an hourly rate basis, depending upon the level and scope of the services and the professional rendering the financial planning and/or the consulting services. Financial planning services typically are provided at no additional charge to clients who have contracted for asset management services. Prior to engaging KOM Wealth Management Group to provide financial planning and/or consulting services, the client will generally be required to enter into a written agreement with KOM Wealth Management Group setting forth the terms and conditions of the engagement and describing the scope of the services to be provided and the portion of the fee that is due from the client prior to our firm commencing services. Generally, KOM Wealth Management Group requires one-half of the financial planning / consulting fee (estimated hourly or fixed) to be paid upon entering the written agreement. The balance is generally due upon delivery of the financial plan or completion of the agreed upon financial planning or consulting services. Either party may terminate the agreement by written notice to the other party. In the event the client terminates KOM Wealth Management Group's financial planning and/or consulting services, the balance of our unearned fees (if any) will be refunded to the client. If termination occurs within five business days of entering into an agreement for such services, the client will be entitled to a full refund. KOM Wealth Management Group Disclosure Brochure In performing its services, KOM Wealth Management Group will not be required to verify any information received from the client or from the client's other professionals (e.g., attorney, accountant, etc.) and is expressly authorized to rely on such information. We may recommend that you implement our financial planning/consulting recommendations through our firm, our Advisory Affiliates in their individual capacities as insurance agents (if/as applicable), and/or other professionals. A conflict of interest exists if KOM Wealth Management Group recommends its own services. You are under no obligation to act upon any of the recommendations made by KOM Wealth Management Group under a financial planning/consulting engagement and/or to engage the services of any such recommended professional, including KOM Wealth Management Group itself. You retain absolute discretion over all such implementation decisions and are free to accept or reject any of our firm’s recommendations. Moreover, each client is advised that it remains the client’s responsibility to promptly notify KOM Wealth Management Group if there is ever any change in the client’s financial situation or investment objectives for the purpose of reviewing, evaluating, or revising KOM Wealth Management Group's previous recommendations and/or services. Investment Management Services In the event the client determines to engage KOM Wealth Management Group to provide investment management services, our firm will provide the investment management services on a fee basis. KOM Wealth Management Group charges an annual fee based upon a percentage of the market value of the assets being managed by our firm. KOM Wealth Management Group's annual fee is exclusive of, and in addition to brokerage commissions, transaction fees, and other related costs and expenses which are incurred by the client. However, our firm will not receive any portion of these commissions, fees, and costs. KOM Wealth Management Group's annual fee is prorated and charged quarterly, in advance, based upon the market value of the assets on the last day of the previous quarter. The annual fee ranges up to 2.00% of assets under management depending upon the market value of the assets under management and the complexity of investment management services to be rendered. The client may make additions to and withdrawals from the client’s account at any time. This Agreement will ... |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/4/2026) [Brochure] |
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Item 7 – Types of Clients
KOM Wealth Management Group generally provides investment advice to the following types of clients:
• Individuals
• High-Net Worth Individuals
• Pension and profit-sharing plans
• Trusts, estates, or charitable organizations
• Corporations or business entities other than those listed above
Minimum Investment Amounts Required
There are no minimum investment amounts or conditions required for establishing an account managed by KOM
Wealth Management Group. However, all clients are generally required to execute an agreement for services in
order to establish a client arrangement with KOM Wealth Management Group and/or any recommended
Independent Manager or sponsor of third-party money manager platforms.
Certain Independent Manager(s) or wrap fee program sponsors may impose more restrictive account
requirements and varying billing practices than the KOM Wealth Management Group. In such instances, we may
alter our corresponding account requirements and/or billing practices to accommodate those of the Independent
Manager(s) or wrap fee program sponsors. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Sprott Physical Gold Trust | 4.8 | ||
| Wheaton Precious Metals Corp | 3.1 | ||
| Microsoft Corp | 2.1 | ||
| Newmont Mining Corp /DE/ | 1.5 | ||
| United Technologies Corp /DE/ | 1.2 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 411 | 135.3 |
| (b) Individuals (high net worth individuals) | 156 | 271.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8 | 0.6 |
| (n) Other | 0 | 0.0 |
| Total | 2,126 | 407.8 |
| By Discretionary | ||
| Discretionary | 2,110 | 405.4 |
| Non-Discretionary | 16 | 2.4 |
| Total | 2,126 | 407.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 407.8 | |
| Total | 2,126 | 407.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001804116] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail, Research |
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