Fees and Compensation — Form ADV Part 2A (2/26/2021)
[Brochure]
Item 5 – Fees and Compensation
Asset Management Services
KIM’s fees vary depending upon the nature and extent of the mandate. KIM charges investment
management fees to clients as a percentage of assets under management (e.g., management and/or
incentive fees). Fees are set out within the governing documents, offering documents and/or the investment
management agreements between KIM and the client, as applicable. KIM does not have one fee schedule
that applies to all clients. With respect to separate accounts, fees and expenses are generally assessed
depending upon the size of mandate, type of strategy and unique features of the account. Certain clients
may also pay KIM an incentive fee based upon an annual percentage of the net capital appreciation above
a hurdle rate, if applicable. All incentive fees charged by KIM are in compliance with Rule 205-3 of the
Investment Advisers Act of 1940.
In relation to separate accounts, fees will be deducted from clients’ accounts and paid directly to the firm
by the qualified custodian(s) of clients’ accounts. Clients will authorize their qualified custodian(s) of their
accounts to deduct fees from their accounts and pay such fees directly to KIM.
Korea Investment Management Co., Ltd. Page 4 Form ADV Part 2A Disclosure Brochure
Account Minimums and Types of Clients — Form ADV Part 2A (2/26/2021)
[Brochure]
Item 7 – Types of Clients
KIM generally provides investment advice to the following types of clients:
• Individuals
• High net worth individuals
• Banks or thrift institutions
• Pension and profit-sharing plans
• State or municipal government entities
• Trusts, estates, or charitable organizations
• Corporations or business entities other than those listed above
Clients are required to execute a written agreement with KIM specifying the particular advisory services in
order to establish a client arrangement with KIM.
Minimum Investment Amounts Required
There are no minimum investment amounts or conditions required for establishing an account managed by
KIM. However, all clients are required to execute an agreement for services in order to establish a client
arrangement with KIM and/or the third-party money manager or the sponsor of third-party money manager
platforms.
Korea Investment Management Co., Ltd. Page 5 Form ADV Part 2A Disclosure Brochure