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| Kotak Alternate Asset Managers Limited
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| CRD # | 317952 |
| SEC # | 801-127639 |
| CIK # | |
| AUM | 18.52 B (2026-06-30) |
| Employees | 214 (23% Investors, 0% Brokers) |
| Phone | 9102265292400 |
| Address | 27 Bkc, 7th Floor, Plot Noc27 Mumbai, India |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Kotak Iconic Fund II | 2025-06-30 | 149.2 M | |
| Other | Kotak Iconic India Equity Feeder Fund | [2025-06-30] | 9.6 M | 10.8 M |
| Filed 2025-10-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $150,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Kotak Iconic Fund | [2024-06-26] | 19.8 M | 276.9 M |
| Filed 2025-03-07 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $125,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | Kotak India Growth Fund II | 2023-03-13 | 14.2 M | |
| Other | Kotak Optimus India Allocation Aggressive Scheme | [2023-03-13] | 1.8 M | 4.2 M |
| Filed 2025-03-07 (D/A) · Exemption 506(c), 3(c), 3(c)(1) · Minimum $125,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Kotak Optimus India Allocation Moderate Scheme | [2023-03-13] | 3.7 M | 7.6 M |
| Filed 2025-03-07 (D/A) · Exemption 506(c), 3(c), 3(c)(1) · Minimum $125,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 1,181 | 6.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 27 | 3.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 637 | 7.8 |
| (n) Other | 0 | 0.0 |
| Total | 1,845 | 18.5 |
| By Discretionary | ||
| Discretionary | 24 | 3.8 |
| Non-Discretionary | 1,821 | 14.7 |
| Total | 1,845 | 18.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 15.0 | |
| United States Persons | 3.6 | |
| Total | 1,845 | 18.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Gaurav Aggarwal | Executive Officer | 19 | 3 | |
| Dipak Gupta | Director | 8 | 2 | |
| Gaurang Shah | Director | 7 | 2 | |
| Rajeev Saptarshi | Director | 6 | 2 | |
| Oisharya Das | Director | 6 | 2 | |
| Sriniwasan Subramanian | Director | 6 | 2 | |
| Jaimin Bhatt | Director | 5 | 2 | |
| Nishant Kumar | Executive Officer | 5 | 2 | |
| Lakshmi Iyer | Director | 3 | 2 | |
| Jaideep Hansraj | Director | 3 | 2 | |
| Eshwar Karra | Director | 3 | 2 | |
| Shanti Ekambaram | Director | 3 | 2 | |
| Tanvi Bothra | Executive Officer | 2 | 2 | |
| Kotak Alternate Asset Managers Limited | Promoter | 2 | 2 | |
| Parag Sukhija | Executive Officer | 3 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $3.1B |
| LEI | 3358009WM2OCD58DA559 |
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|
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|
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|
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|
MN | 4,327.1 M |
|
Stratos Investment Management LLC
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|
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|
Cinven Inc
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|
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