Stratos Investment Management LLC

Item 5: Fees and Compensation
As noted above, SIM provides subadvisory services for a wrap fee program sponsored by its affiliated
registered investment advisers, SWP and SWA. Providing services for the wrap fee programs allows SIM
to manage client accounts for a single fee that includes both portfolio management services and transaction
costs. Accounts may also be managed using Sleeves, which will allow a client to invest in multiple
strategies in one account by using sub-accounts. In accounts using Sleeves, each sub-account would be
charged the appropriate fee set forth below for that strategy. The fee schedule is set forth below:

Tactical, Enhanced Index, Global Individual Equity, ESG USA No Energy, Dividend Growth, Focused
Mid Cap, Focused Small Cap, Scorpio Style Rotation, Multi Asset, NDR, and Dynamic Fixed Income Models

                 Low Break                            High                  Annu
                                                      Break                 al Fee
                 $   100,000.00                 $ 499,999.99            0.29%

                 $   500,000.00                 $ 749,999.99            0.27%

                 $   750,000.00                 $ 1,249,999.99          0.25%

                 $ 1,250,000.00                 $ 4,999,999.99          0.23%

                 $ 5,000,000.00                 $ 24,999,999.99         0.19%

                $ 25,000,000.00 and up                                  0.15%

Strategic and Enhanced Indexed Focused Models (Small Account Solutions)

                 Low Break                 High Break             Annual Fee
                                   All Assets                          0.29%

    Fixed Income SMA Model

                 Low Break                  High Break                      Annu
                                                                            al Fee
             $ 100,000                    $ 1,999,999.99                0.20%

                $ 2,000,000.00 and up                                       0.15%

Custom Indexing Model

                 Low Break                      High Break                    Annu
                                                                              al Fee
              $ 100,000                    $ 1,999,999.99                 0.18%

                 $ 2,000,000.00 and up                                         0.16%

SIM uses an average of the daily balance in the client's account throughout the billing period for purposes
of determining the market value of the assets upon which the advisory fee is based. Asset- based portfolio
management fees are withdrawn quarterly in advance from the client's accounts with client's written
authorization. Advisory fees are generally negotiable.

Clients may terminate with written notice to their advisor, the provision of services within five (5) business
days after entering into the advisory agreement, without penalty or obligation and for a full refund of any
prepaid fees to SIM. After five (5) business days of entering into an advisory agreement, clients are entitled
to a prorated refund of any prepaid quarterly advisory fee to SIM based upon the number of days
remaining in the quarter after the termination date.

SIM also provides its portfolio management services on a non-wrap fee basis. The fee schedule for SIM
management fees on a non-wrap fee basis is set forth below:

Tactical, Enhanced Index, Global Individual Equity, ESG USA No Energy, Dividend Growth, Focused
Mid Cap, Focused Small Cap, Scorpio Style Rotation, Multi Asset, NDR, Dynamic Fixed Income Models

                 Low Break                             High                   Annu
                                                       Break                  al Fee
                  $   100,000.00           $       499,999.99             0.25%

                  $   500,000.00           $       749,999.99             0.23%

                  $   750,000.00           $      1,249,999.99            0.21%

                 $ 1,250,000.00             $     4,999,999.99            0.19%

                  $ 5,000,000.00            $ 24,999,999.99               0.14%

                 $ 25,000,000.00 and up                                   0.11%

Strategic and Enhanced Indexed Focused Models (Small Account Solutions)

                  Low Break                  High Break              Annual Fee
                                    All Assets                             0.25%

    Fixed Income SMA Model

                  Low Break                   High Break                        Annu
                                                                                al Fee
              $ 100,000                     $ 1,999,999.99                  0.20%

                 $ 2,000,000.00 and up                                          0.15%

Custom Indexing Model

                  Low Break                   High Break                        Annu
                                                                                al Fee
              $ 100,000                     $ 1,999,999.99                  0.18%

                 $ 2,000,000.00 and up                                          0.16%

SIM uses an average of the daily balance in the client's account throughout the billing period for purposes
of determining the market value of the assets upon which the advisory fee is based. Asset- based portfolio
management fees are withdrawn quarterly in advance from the client's accounts with client's written
authorization. Advisory fees are generally negotiable.

Clients may terminate with written notice to their advisor, the provision of services within five (5) business
days after entering into the advisory agreement, without penalty or obligation and for a full refund of any
prepaid fees to SIM. After five (5) business days of entering into an advisory agreement, clients are entitled
...

Item 7: Types of Clients
SIM generally provides advisory services to other Investment Advisers.

The Investment Advisers with which SIM works seek SIM’s portfolio management services for the following
types of such Investment Adviser’s accounts:

         •   Individuals
         •   High-Net-Worth Individuals
         •   Banks and Thrift Institutions
         •   Charitable Organizations
         •   Corporations or Business Entities

As set forth above in the descriptions of the Models, there is generally an account minimum of
$10,000 for the Strategic, certain Enhanced Index Focus, NDR, and Dynamic Fixed Income Models; an
account minimum of $25,000 for the Liquid Alternatives Model; an account minimum of $50,000 for the
Tactical and certain of the Enhanced Index Models; an account minimum of $100,000 for the Global
Individual Equity, ESG USA No Energy, Dividend Growth, Focused Mid Cap and Focused Small Cap,
Scorpio Style Rotation and the Custom Indexing Models; an account minimum of $150,000 for the Multi-
Asset Equity and Multi-Asset Taxable Fixed Income Models and $300,000 for the Multi-Assset Municipal
Fixed Income Model; an account minimum of $200,000 for the Fixed Income SMAs; and an account
minimum of $5,000,000 for Tailored Strategies. These account minimums may be waived at the firm’s sole
discretion.

SIM is the subadviser for wrap fee programs. All client information that is collected, including basic
information, risk tolerance, sophistication level, and income level will be collected by the advisor and
communicated to SIM. As that information changes and is updated, SIM will be provided with that
information once collected by the primary advisor.

SIM offers the same suite of services to all of its clients. However, specific client financial plans and their
implementation are dependent upon each client’s current situation (income, tax, and risk tolerance levels)
which is used to construct a client- specific plan to aid in the selection of a portfolio that matches restrictions,
needs, and targets. SIM, operating as a subadviser, will rely on the primary advisor to determine and
communicate suitability to SIM for each client using SIM subadvisory services.