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| Ladenburg Thalmann Asset Management Inc
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|---|---|
| CRD # | 108604 |
| SEC # | 801-54909 |
| CIK # | 0001483964 |
| AUM | $3.4 BB (2023-03-31) |
| Employees | 35 (49% Investors, 74% Brokers) |
| Phone | 800-995-5267 |
| Address | 640 Fifth Avenue New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 1.5 | |
| MSFT | 1,918.2 | 0.8 | |
| AMZN | 1,093.0 | 0.5 | |
| NVDA | 399.6 | 0.3 | |
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | LTAM Titan Fund LLC | 2012-03-31 | 34.7 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,929 | 0.5 |
| (b) Individuals (high net worth individuals) | 173 | 0.4 |
| (c) Banking or thrift institutions | 1 | 0.0 |
| (d) Investment companies | 5 | 0.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 0.1 |
| (g) Pension and profit sharing plans | 109 | 0.1 |
| (h) Charitable organizations | 24 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 3 | 1.7 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 159 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 3,408 | 3.4 |
| By Discretionary | ||
| Discretionary | 3,049 | 1.3 |
| Non-Discretionary | 359 | 2.2 |
| Total | 3,408 | 3.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.4 | |
| Total | 3,408 | 3.4 |
| Limited Partners | 2011 - 2023 |
|---|---|
| New York State and Local Retirement System |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-NT | [0001483964] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Chicago Partners Investment Group LLC
✚
|
IL | 3.6 |
|
Arena Capital Advisors LLC
✚
|
CA | 3.4 |
|
Prodigy Asset Management LLC
✚
|
NE | 3.4 |
|
Apollon Wealth Management LLC
✚
|
SC | 3.4 |
|
Merriman Wealth Management LLC
✚
|
WA | 3.3 |
|
MD Sass Investors Services Inc
✚
|
NY | 3.3 |
|
CCM Partners LP
✚
|
CO | 3.3 |
|
American Assets Investment Management LLC
✚
|
CA | 3.2 |
|
CornerStone Wealth Management LLC
✚
|
MO | 3.1 |
|
Franklin Street Advisors Inc
✚
|
NC | 3.0 |