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| MD Sass Investors Services Inc
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|---|---|
| CRD # | 110590 |
| SEC # | 801-8663 |
| CIK # | 0000922940 |
| AUM | $3.3 BB (2023-03-31) |
| Employees | 19 (47% Investors, 26% Brokers) |
| Phone | 212-730-2000 |
| Address | 55 West 46th Street New York, NY 10036 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| ABC | 30.0 | 0.0 | |
| APG | 3.6 | 0.0 | |
| FWONK | 14.8 | 0.0 | |
| CCK | 11.6 | 0.0 | |
| CACI | 6.4 | 0.0 | |
| OWL | 4.6 | 0.0 | |
| CHE | 7.0 | 0.0 | |
| CRL | 11.1 | 0.0 | |
| WD | 3.2 | 0.0 | |
| AVTR | 19.3 | 0.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | MD Sass Government Agency Portable Alpha LP | [2020-03-30] | 610.0 | 2,181.2 |
| HF | MD Sass Multi-Strategy Partners II LP | [2012-03-27] | 0.5 | 1.2 |
| HF | New Heights Fund LP | [2012-03-27] | 123.4 | 125.2 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 11 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 2.3 |
| (g) Pension and profit sharing plans | 21 | 0.6 |
| (h) Charitable organizations | 9 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8 | 0.1 |
| (n) Other | 2 | 0.0 |
| Total | 56 | 3.3 |
| By Discretionary | ||
| Discretionary | 56 | 3.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 56 | 3.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.3 | |
| Total | 56 | 3.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 | |
|---|---|---|---|---|
| Bobby Liu | 18 | |||
| Philip Sivin | 8 | |||
| Hugh Lamle | 13 | |||
| Martin Sass | 7 | |||
| Jason Rapp | 3 | |||
| MD Sass Investors Services Inc | 3 | |||
| Ari Sass | 3 | |||
| John Quartarolo | 1 | |||
| Albert Slawsky | 1 | |||
| Matt Dicroce | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0000922940] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
MD Sass Investors Services Inc
✚
|
NY | 3.3 |
|
MD Sass-Macquarie Financial Strategies Management Company LLC
✚
|
NY | 0.1 |
|
MD Sass Associates Inc
✚
|
NY | 0.0 |
|
MD Sass LLC
✚
|
NY | 0.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Chicago Partners Investment Group LLC
✚
|
IL | 3.6 |
|
Arena Capital Advisors LLC
✚
|
CA | 3.4 |
|
Ladenburg Thalmann Asset Management Inc
✚
|
NY | 3.4 |
|
Prodigy Asset Management LLC
✚
|
NE | 3.4 |
|
Apollon Wealth Management LLC
✚
|
SC | 3.4 |
|
Merriman Wealth Management LLC
✚
|
WA | 3.3 |
|
CCM Partners LP
✚
|
CO | 3.3 |
|
American Assets Investment Management LLC
✚
|
CA | 3.2 |
|
CornerStone Wealth Management LLC
✚
|
MO | 3.1 |
|
Franklin Street Advisors Inc
✚
|
NC | 3.0 |