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| Happy Holidays!! thanks for using AUM13F!! |
| Lateral Investment Management LLC
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| CRD # | 159649 |
| SEC # | 801-112357 |
| CIK # | 0001665167 |
| AUM | $847.7 M (2025-03-29) |
| Employees | 21 (52% Investors, 10% Brokers) |
| Phone | 650-396-2200 |
| Address | 400 South El Camino Real San Mateo, CA 94402 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Panther Growth Fund II LP | [2025-03-29] | 70.6 | 80.2 |
| PE | PG Fund II SC LP | [2025-03-29] | 29.0 | 32.7 |
| Other | LMG Partners LP | 2024-03-30 | 84.1 | |
| Other | Panther Plus Growth Fund II LP | [2024-03-30] | 0.0 | 5.5 |
| Other | PMG Legal LLC | [2024-03-30] | 0.8 | 26.5 |
| Other | Lateral FC SPV Feeder LLC | 2023-03-31 | 8.5 | |
| Other | LMG Feeder LLC | 2023-03-31 | 0.0 | |
| Other | Panther Plus Income Fund LP | [2023-03-31] | 0.0 | 10.4 |
| Other | Niagara Plus Income Fund LP | [2021-03-31] | 4.8 | 0.7 |
| Other | Lateral BVM Feeder LLC | 2019-03-29 | 8.5 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 21 | 847.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 21 | 847.7 |
| By Discretionary | ||
| Discretionary | 14 | 719.2 |
| Non-Discretionary | 7 | 128.4 |
| Total | 21 | 847.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 847.7 | |
| Total | 21 | 847.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Richard de Silva | 19 | |||
| Lateral Investment Management LLC | 15 | |||
| Kenneth Masters | 7 | |||
| Panther Plus Advisors LLC | 4 | |||
| Margret Hardardottir | 4 | |||
| Lateral Credit Opportunities LLC | 3 | |||
| Patrick Feeney | 3 | |||
| Niagara Plus Advisors LLC | 2 | |||
| Marie Claire Hickey | 3 | |||
| Margaret Hardardottir | 2 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 3 | [0001665167] | |
| 4 | [0001665167] | |
| SC 13D | [0001665167] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Lateral Global Investors LLC | FTE Networks Inc | [2017-05-15] |
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