Laureate Wealth Management LLC

Item 5: Fees and Compensation

D. External Compensation for the Sale of Securities to Clients
Other than as disclosed in Item 10 of this Brochure, Laureate Wealth Management’s financial
advisors are compensated solely through salary and bonus. Although Laureate Wealth
Management is not paid any sales, service or administrative fees for the sale of mutual funds or
any other investment products, its affiliates may be paid management fees, and performance-
based fees for certain privately pooled investment vehicles sponsored, managed or, in which
such affiliates have an ownership interest.

E. Important Disclosure – Custodian Investment Programs
Please be advised that the firm utilizes certain custodians/broker-dealers. Under these
arrangements, we can access certain investment programs offered through such custodian(s)
that offer certain compensation and fee structures that create conflicts of interest of which
clients need to be aware. Please note the following:
Limitation on Mutual Fund Universe for Custodian Investment Programs: There are certain
programs in which we participate where a client’s investment options may be limited in certain
of these programs to those mutual funds and/or mutual fund share classes that pay 12b-1 fees
and other revenue sharing fee payments, and the client should be aware that the firm is not
selecting from among all mutual funds available in the marketplace when recommending
mutual funds to the client.
Conflict Between Revenue Share Class (12b-1) and Non-Revenue Share Class Mutual Funds:
Revenue share class/12b-1 fees are deducted from the net asset value of the mutual fund and
generally, all things being equal, cause the fund to earn lower rates of return than those mutual
funds that do not pay revenue sharing fees. The client is under no obligation to utilize such
programs or mutual funds. Although many factors will influence the type of fund to be used, the
client should discuss with their investment adviser representative whether a share class from a
comparable mutual fund with a more favorable return to investors is available that does not
include the payment of any 12b-1 or revenue sharing fees given the client’s individual needs
and priorities and anticipated transaction costs. In addition, the receipt of such fees can create
conflicts of interest in instances where the custodian receives the entirety of the 12b-1 and/or
revenue sharing fees and takes the receipt of such fees into consideration in terms of benefits it
may elect to provide to the firm, even though such benefits may or may not benefit some or all
of the firm’s clients.

                  Part 2A of Form ADV: Laureate Wealth Management, LLC Brochure

Item 7: Types of Clients
Laureate Wealth Management offers its investment services to various types of clients, including
individuals and high-net-worth individuals, trusts, corporations, partnerships, retirement plans,
tax exempt, and other legal entities. Although Laureate Wealth Management provides
investment services to the various types of clients mentioned, the services are conditioned upon
meeting certain minimum criteria established by the firm for each of the investment programs it
offers.
For portfolio management services, Laureate Wealth Management generally imposes a
minimum account size of $1,000,000; however, the account minimum may be waived by
Laureate Wealth Management, in its sole discretion. The current 1.00% fee for a $1,000,000
minimum account implies a minimum fee of $10,000. As such, clients should be aware that for
accounts less than $1,000,000, they may be able to find comparable services at more favorable
pricing elsewhere.

                  Part 2A of Form ADV: Laureate Wealth Management, LLC Brochure