|
⚲
|
| Keyboard |
| RGA Investment Advisors LLC
✚
|
|
|---|---|
| CRD # | 149171 |
| SEC # | 801-121126 |
| CIK # | |
| AUM | 101.1 M (2026-05-04) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Phone | 516-665-1945 |
| Address | 185 Great Neck Road Great Neck, NY 11021 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Soundview Life Science Innovation Fund LP | 2025-03-27 | 0.4 M | |
| PE | Soundview Asia Partners Holdings II LP | 2023-03-30 | 1.3 M | |
| HF | Soundview Single Stock SPV I LP | 2021-07-22 | 0.1 M | |
| PE | Soundview Asia Partners Holdings LP | [2021-04-01] | 2.0 M | 0.9 M |
| Offered $2,006,000 · Filed 2021-12-03 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Soundview Equity Partners LP | 2021-04-01 | 12.7 M | |
| Other | Soundview Private Opportunity Fund LP | [2021-04-01] | 0.3 M | 0.5 M |
| Filed 2020-08-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 80 | 31.1 |
| (b) Individuals (high net worth individuals) | 19 | 53.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 16.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 283 | 101.1 |
| By Discretionary | ||
| Discretionary | 283 | 101.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 283 | 101.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 101.1 | |
| Total | 283 | 101.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Jason Gilbert | Executive Officer | 14 | 2 | |
| Elliot Turner | Executive Officer | 11 | 2 | |
| Soundview Equity Partners GP LLC | Promoter | 5 | 2 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity |
| Comparable Firms | State | AUM |
|---|---|---|
|
Blackgold Capital Management LP
✚
|
TX | 133.0 M |
|
Gordon Asset Management LLC
✚
|
FL | 128.9 M |
|
Laureate Wealth Management LLC
✚
|
IL | 121.9 M |
|
Fairway Asset Management LLC
✚
|
NE | 117.4 M |
|
Heirloom Investment Management LLC
✚
|
116.9 M | |
|
Pope Asset Management LLC
✚
|
TN | 114.8 M |
|
33 Capital Management LLC
✚
|
CT | 112.7 M |
|
Sumnicht & Associates LLC
✚
|
WI | 107.9 M |
|
Bergamot Asset Management LP
✚
|
NJ | 106.5 M |
|
Wave Digital Assets LLC
✚
|
CA | 91.9 M |