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| Happy Holidays!! thanks for using AUM13F!! |
| Lavaca Capital LLC
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| CRD # | 167238 |
| SEC # | 801-113042 |
| CIK # | 0001641447 |
| AUM | $421.0 M (2025-03-27) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Phone | 713-904-4027 |
| Address | 2700 Post Oak Blvd Houston, TX 77056 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Sysco Corp | 15.7 | ||
| MercadoLibre Inc | 6.2 | ||
| Fidelity National Information Services Inc | 5.8 | ||
| Tesla Motors Inc | 4.9 | ||
| Priceline Com Inc | 4.2 | ||
| Western Gas Equity Partners LP | 4.2 | ||
| Kyndryl Holdings Inc | 3.9 | ||
| Evergy Inc | 3.5 | ||
| Nvidia Corp | 3.5 | ||
| Abbott Laboratories | 3.4 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Lavaca Capital Convexity Fund III LP | [2023-03-30] | 16.9 | 9.4 |
| HF | Lavaca Capital Convexity Fund II LP | [2022-03-30] | 16.9 | 5.1 |
| HF | Lavaca Capital Convexity Fund LP | [2022-03-30] | 145.6 | 61.1 |
| HF | Lavaca Capital Partners I LP | [2019-02-06] | 16.9 | 12.9 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 21 | 26.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 27.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 78.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 6.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 8 | 281.3 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 36 | 421.0 |
| By Discretionary | ||
| Discretionary | 36 | 421.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 36 | 421.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 14.8 | |
| United States Persons | 406.2 | |
| Total | 36 | 421.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Scott Phillips | 20 | ||
| Lavaca Convexity GP LLC | 3 | ||
| Lavaca Capital LLC | 2 | ||
| Lavaca Convexity GP II LLC | 1 | ||
| Lavaca Capital Partners GP LP | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001641447] |
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