|
⚲
|
| Keyboard |
| Lavaca Capital LLC
✚
|
|
|---|---|
| CRD # | 167238 |
| SEC # | 801-113042 |
| CIK # | 0001641447 |
| AUM | 927.1 M (2026-03-31) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Phone | 713-904-4027 |
| Address | 2700 Post Oak Blvd Houston, TX 77056 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Coreweave Inc | 236.6 | ||
| Cinemark Holdings Inc | 58.2 | ||
| Nvidia Corp | 25.3 | ||
| Sysco Corp | 12.7 | ||
| Apple Inc | 12.2 | ||
| KKR & Co LP | 9.9 | ||
| Netflix Inc | 7.2 | ||
| Targa Resources Corp | 7.1 | ||
| Alphabet Inc | 4.8 | ||
| Western Gas Equity Partners LP | 4.4 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Lavaca Capital Convexity Fund III LP | [2023-03-30] | 16.9 M | 11.6 M |
| Filed 2024-04-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Lavaca Capital Convexity Fund II LP | [2022-03-30] | 16.9 M | 5.1 M |
| Filed 2024-04-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Lavaca Capital Convexity Fund LP | [2022-03-30] | 145.6 M | 64.6 M |
| Filed 2025-05-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Lavaca Capital Partners I LP | [2019-02-06] | 16.9 M | 12.9 M |
| Filed 2023-09-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 20 | 385.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 33.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 77.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 8 | 431.2 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 33 | 927.1 |
| By Discretionary | ||
| Discretionary | 33 | 927.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 33 | 927.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 18.0 | |
| United States Persons | 909.1 | |
| Total | 33 | 927.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Scott Phillips | Executive Officer | 20 | 3 | |
| Lavaca Convexity GP LLC | Director | 3 | 2 | |
| Lavaca Capital LLC | Promoter | 2 | 2 | |
| Lavaca Convexity GP II LLC | Promoter | 1 | 1 | |
| Lavaca Capital Partners GP LP | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001641447] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| Comparable Firms | State | AUM |
|---|---|---|
|
Kingdon Capital Management LLC
✚
|
NY | 959.8 M |
|
Robotti & Company Advisors LLC
✚
|
NY | 949.8 M |
|
RB Capital Management LLC
✚
|
NV | 930.6 M |
|
Piton Investment Management LP
✚
|
NY | 927.9 M |
|
Buoyant Capital Private Limited
✚
|
924.8 M | |
|
PCJ Investment Counsel Ltd
✚
|
924.3 M | |
|
Old West Investment Management LLC
✚
|
CA | 915.7 M |
|
Formidable Asset Management LLC
✚
|
OH | 903.0 M |
|
First Turn Management LLC
✚
|
CA | 900.1 M |
|
Maytech Global Investments LLC
✚
|
NY | 895.1 M |