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| Lavaca Capital LLC
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| CRD # | 167238 |
| SEC # | 801-113042 |
| CIK # | 0001641447 |
| AUM | 927.1 M (2026-03-31) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 713-904-4027 |
| Address | 2700 Post Oak Blvd Houston, TX 77056 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Account Minimums and Types of Clients — Form ADV Part 2A (3/31/2026) [Brochure] |
|---|
Item 7: Types of Clients We offer our investment advisory and sub-advisory services to pooled investment vehicles, registered investment companies, and individuals, including high net worth individuals, trusts, estates, foundations, and endowments, as well as corporations or other business organizations. Separate accounts generally start with an investment of $500,000 or more. However, investment size may differ depending upon the particular advisory program or investment strategy employed. The Funds normally have a minimum investment of $1,000,000. However, the general partner can waive investment minimums based on a Fund’s governing documents. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Coreweave Inc | 236.6 | ||
| Cinemark Holdings Inc | 58.2 | ||
| Nvidia Corp | 25.3 | ||
| Sysco Corp | 12.7 | ||
| Apple Inc | 12.2 | ||
| KKR & Co LP | 9.9 | ||
| Netflix Inc | 7.2 | ||
| Targa Resources Corp | 7.1 | ||
| Alphabet Inc | 4.8 | ||
| Western Gas Equity Partners LP | 4.4 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Lavaca Capital Convexity Fund III LP | [2023-03-30] | 16.9 M | 11.6 M |
| Filed 2024-04-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Lavaca Capital Convexity Fund II LP | [2022-03-30] | 16.9 M | 5.1 M |
| Filed 2024-04-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Lavaca Capital Convexity Fund LP | [2022-03-30] | 145.6 M | 64.6 M |
| Filed 2025-05-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Lavaca Capital Partners I LP | [2019-02-06] | 16.9 M | 12.9 M |
| Filed 2023-09-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 20 | 385.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 33.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 77.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 8 | 431.2 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 33 | 927.1 |
| By Discretionary | ||
| Discretionary | 33 | 927.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 33 | 927.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 18.0 | |
| United States Persons | 909.1 | |
| Total | 33 | 927.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Scott Phillips | Executive Officer | 20 | 3 | |
| Lavaca Convexity GP LLC | Director | 3 | 2 | |
| Lavaca Capital LLC | Promoter | 2 | 2 | |
| Lavaca Convexity GP II LLC | Promoter | 1 | 1 | |
| Lavaca Capital Partners GP LP | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001641447] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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