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| Lavaca Capital LLC
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| |
|---|---|
| CRD # | 167238 |
| SEC # | 801-113042 |
| CIK # | 0001641447 |
| AUM | $341.4 MM (2024-03-28) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Phone | 713-904-4027 |
| Address | 2700 Post Oak Blvd Houston, TX 77056 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| SYY | 43,330.9 | 16.4 | |
| KKR | 28,777.0 | 10.1 | |
| AAPL | 2,382,844.0 | 9.1 | |
| XOM | 385,508.3 | 6.2 | |
| MQ | 4,987.1 | 5.8 | |
| WES | 9,938.1 | 4.3 | |
| NVDA | 399,550.0 | 4.0 | |
| TRGP | 14,247.0 | 3.6 | |
| MSFT | 1,918,222.4 | 3.2 | |
| ET | 31,904.4 | 3.1 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Lavaca Capital Convexity Fund III LP | [2023-03-30] | 16.9 | 8.4 |
| HF | Lavaca Capital Convexity Fund II LP | [2022-03-30] | 16.9 | 8.8 |
| HF | Lavaca Capital Convexity Fund LP | [2022-03-30] | 142.8 | 62.7 |
| HF | Lavaca Capital Partners I LP | [2019-02-06] | 16.9 | 12.9 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 10 | 11.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 29.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 92.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 6.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 6 | 200.8 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 23 | 341.4 |
| By Discretionary | ||
| Discretionary | 23 | 341.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 23 | 341.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 14.3 | |
| United States Persons | 327.1 | |
| Total | 23 | 341.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Scott Phillips | 20 | ||
| Lavaca Convexity GP LLC | 3 | ||
| Lavaca Capital LLC | 2 | ||
| Lavaca Capital Partners GP LP | 1 | ||
| Lavaca Convexity GP II LLC | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001641447] |
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