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| Formidable Asset Management LLC
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|
|---|---|
| CRD # | 167555 |
| SEC # | 801-77975 |
| CIK # | 0001592613 |
| AUM | $632.0 MM (2023-03-24) |
| Employees | 15 (53% Investors, 0% Brokers) |
| Phone | 513-655-5566 |
| Address | 221 E 4th Street Cincinnati, OH 45202 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| PG | 338,108.9 | 0.0 | |
| AAPL | 2,382,844.0 | 0.0 | |
| CHE | 7,012.5 | 0.0 | |
| FLUX | 38.4 | 0.0 | |
| MSFT | 1,918,222.4 | 0.0 | |
| EXG | 2,392.4 | 0.0 | |
| LAC | 2,898.0 | 0.0 | |
| GGN | 568.8 | 0.0 | |
| ACTG | 234.1 | 0.0 | |
| EVT | 1,726.6 | 0.0 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | The Formidable Fund LP | [2014-10-22] | 4.5 | 16.5 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 616 | 121.2 |
| (b) Individuals (high net worth individuals) | 175 | 431.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 51.1 |
| (e) Business development companies | 4 | 7.7 |
| (f) Pooled investment vehicles | 1 | 17.9 |
| (g) Pension and profit sharing plans | 3 | 2.2 |
| (h) Charitable organizations | 2 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,778 | 632.0 |
| By Discretionary | ||
| Discretionary | 1,685 | 611.4 |
| Non-Discretionary | 93 | 20.6 |
| Total | 1,778 | 632.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 632.0 | |
| Total | 1,778 | 632.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| William Brown | 65 | ||
| Benjamin Blemker Jr | 1 | ||
| The Formidable Capital Management LLC | 1 | ||
| Formidable Capital Management LLC | 1 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001592613] | |
| SC 13G | [0001592613] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Formidable Asset Management LLC | Flux Power Holdings Inc | [2020-10-21] |
| Formidable Asset Management LLC | Adcare Health Systems Inc | [2015-08-14] |
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