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| Formidable Asset Management LLC
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| |
|---|---|
| CRD # | 167555 |
| SEC # | 801-77975 |
| CIK # | 0001592613 |
| AUM | $876.0 M (2025-03-26) |
| Employees | 20 (70% Investors, 0% Brokers) |
| Phone | 513-655-5566 |
| Address | 221 E 4th Street Cincinnati, OH 45202 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Procter & Gamble Co | 50.0 | ||
| Apple Inc | 46.7 | ||
| Microsoft Corp | 18.3 | ||
| Nvidia Corp | 16.1 | ||
| Facebook Inc | 15.3 | ||
| Chemed Corp | 12.3 | ||
| Eaton Vance Tax-Managed Global Diversified Equity Income Fund | 8.3 | ||
| Gamco Global Gold Natural Resources & Income Trust | 7.9 | ||
| Lilly Eli & Co | 7.8 | ||
| J P Morgan Chase & Co | 6.8 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | The Formidable Fund LP | [2014-10-22] | 4.5 | 1.2 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 667 | 207.2 |
| (b) Individuals (high net worth individuals) | 189 | 614.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 43.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 1.2 |
| (g) Pension and profit sharing plans | 3 | 1.2 |
| (h) Charitable organizations | 5 | 1.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 7.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,188 | 876.0 |
| By Discretionary | ||
| Discretionary | 2,179 | 869.8 |
| Non-Discretionary | 9 | 6.2 |
| Total | 2,188 | 876.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 876.0 | |
| Total | 2,188 | 876.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| William Brown | 66 | ||
| The Formidable Capital Management LLC | 1 | ||
| Benjamin Blemker Jr | 1 | ||
| Formidable Capital Management LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001592613] | |
| SC 13D | [0001592613] | |
| SC 13G | [0001592613] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Formidable Asset Management LLC | Flux Power Holdings Inc | [2023-10-31] |
| Formidable Asset Management LLC | Flux Power Holdings Inc | [2020-10-21] |
| Formidable Asset Management LLC | Adcare Health Systems Inc | [2015-08-14] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Argos Wealth Advisors LLC
✚
|
0.9 | |
|
Robotti & Company Advisors LLC
✚
|
NY | 0.9 |
|
Piton Investment Management LP
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|
NY | 0.9 |
|
Verdad Advisers LP
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|
MA | 0.9 |
|
Night Owl Capital Management LLC
✚
|
CT | 0.9 |
|
Waycross Partners LLC
✚
|
KY | 0.9 |
|
Warberg Asset Management LLC
✚
|
IL | 0.9 |
|
Kingdon Capital Management LLC
✚
|
NY | 0.9 |
|
Martin Investment Management LLC
✚
|
FL | 0.8 |
|
Maytech Global Investments LLC
✚
|
NY | 0.8 |