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Formidable Asset Management LLC
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CRD # | 167555 |
SEC # | 801-77975 |
CIK # | 0001592613 |
AUM | $886.8 MM (2024-08-21) |
Employees | 20 (60% Investors, 0% Brokers) |
Phone | 513-655-5566 |
Address | 221 E 4th Street Cincinnati, OH 45202 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
Total AUM ($MM) |
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Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
---|---|---|---|
PG | 338,108.9 | 49.1 | |
AAPL | 2,382,844.0 | 47.7 | |
MSFT | 1,918,222.4 | 21.6 | |
NVDA | 399,550.0 | 18.4 | |
META | 434,852.0 | 13.3 | |
CHE | 7,012.5 | 12.1 | |
EXG | 2,392.4 | 9.6 | |
FLUX | 38.4 | 8.7 | |
LLY | 301,789.7 | 8.3 | |
XOM | 385,508.3 | 8.1 | |
View All |
Holdings by Sector ($MM) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
HF | The Formidable Fund LP | [2014-10-22] | 4.5 | 14.5 |
AUM Breakdown | Accounts | AUM ($MM) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 714 | 608.5 |
(b) Individuals (high net worth individuals) | 244 | 201.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 2 | 54.8 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 1 | 17.5 |
(g) Pension and profit sharing plans | 10 | 2.3 |
(h) Charitable organizations | 5 | 1.3 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 3 | 1.4 |
(n) Other | 0 | 0.0 |
Total | 1,064 | 886.8 |
By Discretionary | ||
Discretionary | 946 | 851.7 |
Non-Discretionary | 118 | 35.1 |
Total | 1,064 | 886.8 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 886.8 | |
Total | 1,064 | 886.8 |
Form D Directors | # Filings | # Firms | 2011 - 2024 |
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William Brown | 66 | ||
Benjamin Blemker Jr | 1 | ||
Formidable Capital Management LLC | 1 | ||
The Formidable Capital Management LLC | 1 |
EDGAR Form | CIK | 2011 - 2024 |
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13F-HR | [0001592613] | |
SC 13D | [0001592613] | |
SC 13G | [0001592613] |
Form 13D/13G Filer | Form 13D/13G Subject | Filed |
---|---|---|
Formidable Asset Management LLC | Flux Power Holdings Inc | [2023-10-31] |
Formidable Asset Management LLC | Flux Power Holdings Inc | [2020-10-21] |
Formidable Asset Management LLC | Adcare Health Systems Inc | [2015-08-14] |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Piton Investment Management LP
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NY | 0.9 |
Wescap Management Group Inc
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|
CA | 0.9 |
Stanley-Laman Group Ltd
✚
|
PA | 0.9 |
Cohanzick Management LLC
✚
|
NY | 0.9 |
Towle & Co
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|
CO | 0.9 |
Quantum Capital Management LLC
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|
NJ | 0.9 |
Kabouter Management LLC
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|
IL | 0.9 |
Guggenheim Investment Advisors LLC
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|
NY | 0.9 |
Cannell Capital LLC
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|
WY | 0.9 |
Martin Investment Management LLC
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|
FL | 0.9 |