Leeward Financial Partners LLC

ITEM 5. FEES & COMPENSATION
 Compensation for Advisory Services

 Leeward is compensated for its advisory services through an asset-based fee, based on the fair market value
 of the assets managed. Fees are normally assessed quarterly in arrears. The fee is negotiable based on
 factors such as the size and complexity of the mandate, the services to be provided, anticipated additional
 assets to be added to the account, and other unique needs or attributes of the client. The current fee schedule
 is:

  Up to $1 million                    1.00%    annually
  Next $2 million                     0.85%    annually
  Next $3 million                     0.75%    annually
  Above $5 million                    0.60%    annually

 Asset-based fees generally are calculated on the closing value of the account as reported by the client’s
 custodian on the last day of each quarter. The initial fee will be prorated, based on the number of days
 remaining in the initial billing period.

 For financial planning and consulting services Leeward may charge a negotiated project-based flat fee based
 on the estimated time to complete the project and staff expertise or some combination of flat fee and asset-
 based fee. The total fee, terms and conditions for the project will be presented to the client and documented
 in an agreement with the client before any work is commenced. If there is an estimate quoted, the estimated
 time to complete the project is based on the projected number of hours to: review documents, complete the
 analysis, create a customized findings’ report and present the findings and recommendations to the client.
 Our hourly rate for such services will start at $350 an hour, however, this is negotiated with the client at the
 time of executing the contract. Dependent on the terms of the engagement, the fees for financial planning
 and consulting services are considered non-refundable. This will be clearly outlined in the agreement with
 the client.

 Payment of Fees

 Typically, Leeward deducts fees directly from client accounts as authorized in writing by the client in the
 advisory agreement. Leeward submits a fee deduction request (invoice) to the qualified custodian holding
 client assets. Clients may choose to pay their management fees outside of their account (e.g., by check).
 Leeward sends clients an invoice itemizing the fee, including the formula used to calculate the fee, the amount
 of assets under management the fee is based on, and the time period covered by the fee. For financial
 planning and consulting services, the fees will be invoiced if the client does not have an advisory account
 under Leeward’s management.

 Other Compensation

 Neither Leeward nor its personnel accept compensation for the sale of securities or other investment products,
 including asset-based sales charges or services fees from the sale of mutual funds.

 Other Fees and Expenses

 Clients should note that there are other fees associated with their account in addition to Leeward’s advisory
 fee. For example, ETFs and mutual funds assess their own internal management and other fees. In addition,
 clients may incur brokerage and other transaction charges (commissions) and may also pay custodial fees.
 These are assessed by the broker selected for execution and by the custodian(s) clients choose to hold their
 assets. Clients have the option to purchase investment products recommended by Leeward through other
 brokers or agents not affiliated with Leeward. Please see Item 12, Brokerage Practices, for additional
 information.

 Termination

 As indicated above, Leeward charges its asset-based management fees quarterly in arrears. However, a
 Client may terminate our agreement, at any time, for any reason, by providing 30 days’ written notice to
 Leeward, or such longer period as the client may specify or shorter period as the parties may agree. Leeward
 does not assess any termination fee but will assess a pro-rated fee for the period between the last quarter-
 end and the date of termination. The only exception to this is for financial planning and consulting services.
 Since such services are one-time projects, the fees are generally not refundable, however, its depending
 upon the terms of the engagement and will be clearly outlined in the agreement with the client.

 Valuation

 Leeward expects to make investments that are liquid at the time of purchase and remain liquid while held.
 Accordingly, Leeward expects that the client’s custodian will value the assets held in its account(s) in the
 normal course of business. Leeward will seek to value investments that the client’s custodian refuses to value,
 for example due to the lack of an active secondary market, by using common industry methodologies.

ITEM 7. TYPES OF CLIENTS & ACCOUNT REQUIREMENTS
 Leeward provides advice primarily to high net worth and ultra-high net worth individuals. As part of working
 with these persons, Leeward may also advise clients that are limited liability companies, partnerships, trusts,
 corporations, and charitable organizations, among other entities. The minimum account size for new accounts
 is generally $2 million, although Leeward may elect to reduce or waive this requirement, based on factors
 such as whether the account is for a family member of a current client, is a referral from a current client, or is
 an individual who is early in his or her savings accumulation.