Legacy Edge Advisors LLC

Item 5: Fees and Compensation

A. Fee Schedule

Portfolio Management Fees

With respect to accounts to which we provide discretionary asset management services,
we typically charge an annual fee ranging up to 2.50% of the value of your assets under
our management in such account. At our discretion, we may combine the account values
of family members living in the same household to determine the applicable advisory fee,
which may result in a lower advisory fee being charged than if such account values were
not combined.

An average of the daily balance in the client’s account throughout the prior billing period
is used to determine the market value of the assets upon which the advisory fee is based.
Legacy Edge Advisors will charge either a single rate or a tiered rate assets under
management fee.

These fees are generally negotiable and the final fee schedule will be memorialized in the
client’s advisory agreement. Clients may terminate the agreement without penalty for a

full refund of Legacy Edge Advisors’ fees within five business days of signing the
Investment Advisory Agreement. Thereafter, clients may terminate the Investment
Advisory Agreement immediately upon written notice.

Financial Planning Fees

Fixed Fees

The negotiated fixed rate for creating client financial plans is between $2,000 and $25,000.

Hourly Fees

The negotiated hourly fee for these services is between $200 and $500.

Clients may terminate the agreement without penalty, for full refund of Legacy Edge
Advisors’ fees, within five business days of signing the Financial Planning Agreement.
Thereafter, clients may terminate the Financial Planning Agreement generally upon
written notice.

B. Payment of Fees

Payment of Portfolio Management Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis, or may be invoiced and billed
directly to the client on a quarterly basis. Clients may select the method in which they are
billed. Fees are paid in advance.

Payment of Financial Planning Fees

Financial planning fees are paid via check or secure third party credit card processor.

Fixed financial planning fees are paid 0-50% in advance, but never more than six months
in advance, with the remainder due upon presentation of the plan.

Hourly financial planning fees are paid 0-50% in advance, but never more than six months
in advance, with the remainder due upon presentation of the plan.

C. Client Responsibility For Third Party Fees

For client not in the wrap fee program, clients are responsible for the payment of all third
party fees (i.e. custodian fees, brokerage fees, mutual fund fees, transaction fees, etc.).
Those fees are separate and distinct from the fees and expenses charged by Legacy Edge
Advisors. Please see Item 12 of this brochure regarding broker-dealer/custodian. Clients

       utilizing Legacy Edge Advisors’ wrap fee portfolio management should see Legacy Edge
       Advisors’ separate Wrap Fee Program Brochure.

       D. Prepayment of Fees

       Legacy Edge Advisors collects fees in advance. Refunds for fees paid in advance but not
       yet earned will be refunded on a prorated basis and returned within fourteen days to the
       client via check, or return deposit back into the client’s account.

       For all asset-based fees paid in advance, the fee refunded will be equal to the balance of
       the fees collected in advance minus the daily rate* times the number of days elapsed in
       the billing period up to and including the day of termination. (*The daily rate is calculated
       by dividing the annual asset-based fee rate by 365.)

       Fixed fees that are collected in advance will be refunded based on the prorated amount of
       work completed at the point of termination.

       For hourly fees that are collected in advance, the fee refunded will be the balance of the
       fees collected in advance minus the hourly rate times the number of hours of work that
       has been completed up to and including the day of termination.

       E. Outside Compensation For the Sale of Securities to Clients

       Supervised persons in their outside business activities (see Item 10 below) are licensed to
       accept compensation for the sale of investment products to Legacy Edge Advisors clients.
       This presents a conflict of interest and gives the supervised person an incentive to
       recommend products based on the compensation received rather than on the client’s
       needs. When recommending the sale of securities or investment products for which the
       supervised persons receives compensation, Legacy Edge Advisors will document the
       conflict of interest in the client file and inform the client of the conflict of interest. Clients
       always have the right to decide whether to purchase Legacy Edge Advisors -
       recommended products and, if purchasing, have the right to purchase those products
       through other brokers or agents that are not affiliated with Legacy Edge Advisors.

       Commissions are not Legacy Edge Advisors’ primary source of compensation for
       advisory services. Advisory fees that are charged to clients are not reduced to offset the
       commissions or markups on securities or investment products recommended to clients.

Item 7: Types of Clients

Legacy Edge Advisors generally provides advisory services to the following types of clients:

       ❖      Individuals
       ❖      High-Net-Worth Individuals
       ❖      Trusts

There is no account minimum for any of Legacy Edge Advisors’ services.