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| Happy Holidays!! thanks for using AUM13F!! |
| Legacy Financial Independent Advisors LLC
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| CRD # | 324258 |
| SEC # | 801-127031 |
| CIK # | |
| AUM | $450.6 M (2025-03-28) |
| Employees | 8 (62% Investors, 0% Brokers) |
| Phone | 502-873-0522 |
| Address | 100 Mallard Creek Rd Louisville, KY 40207 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 565 | 142.6 |
| (b) Individuals (high net worth individuals) | 139 | 288.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 1.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 18.2 |
| (n) Other | 0 | 0.0 |
| Total | 2,503 | 450.6 |
| By Discretionary | ||
| Discretionary | 2,503 | 450.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,503 | 450.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 450.6 | |
| Total | 2,503 | 450.6 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Financial Designs Corporation
✚
|
CA | 0.5 |
|
Quantitative Process LLC
✚
|
NC | 0.5 |
|
The Cavanaugh Group Inc
✚
|
SC | 0.5 |
|
Peak Financial Management Inc
✚
|
MA | 0.5 |
|
Pension & Wealth Management Advisors Inc
✚
|
MA | 0.5 |
|
Montgomery Investment Management Inc
✚
|
MD | 0.5 |
|
Carl P Sherr & Co LLC
✚
|
MA | 0.5 |
|
Twenty-First Tailored Solutions Inc
✚
|
0.5 | |
|
DST Wealth Management LLC
✚
|
CA | 0.4 |
|
Matson Financial Advisors Inc
✚
|
CT | 0.4 |