Legacy Wealth Partners LLC

Fees and Compensation - Item 5

 Financial Planning Fees
 Legacy Wealth provides its clients financial planning and consulting services. Legacy Wealth will charge a fixed fee
 of up to $15,000.00 for financial planning services. Fees are either payable in advance, or, 50% of the fee is payable
 upon execution of the financial planning agreement with the balance due upon delivery of the financial plan. The
 exact fee and payment arrangement will be listed in the financial planning agreement signed by the firm and the
 client. Legacy Wealth does not require the prepayment of over $1,200, six or more months in advance. Prior to
 engaging Legacy Wealth to provide financial planning services, the client will be required to enter into a financial
 planning agreement with our firm. The Agreement will set forth the terms and conditions of the engagement and
 describe the scope of the services to be provided and the fee that is due from the client. In some cases, the scope
 and complexity of the financial plan may exceed our initial estimate and the cost may exceed the fees listed in
 the agreement. In such cases, our firm will reach out to the client to inform them of the additional costs and will
 execute an updated financial planning agreement to include the additional fees.

 Either party may terminate the financial planning agreement by written notice to the other. In the event the client
 terminates Legacy Wealth’s financial planning services, the balance of prepaid, unearned fees (if any) will be
 refunded to the client promptly.

 Portfolio Management Services Fees
 For portfolio management services, Legacy Wealth charges an annual fee of up to 1.50% of assets under
 management. Portfolio management fees are payable quarterly, in advance, based on the value of the portfolio
 at the end of the previous quarter as determined by the custodian. If assets are deposited to or withdrawn from
 an account after the inception of a quarter, the management fee payable with respect to those assets will be
 prorated based on the average daily balance of the account during the quarter. The management fee for the initial
 quarter shall be calculated on a pro rate basis commencing on the day the assets are initially designated to us for
 management. Fee payment arrangements can be negotiated on a case-by-case basis. These arrangements will be
 listed in the advisory agreement signed by the firm and the client. The annual fee paid by a client does not include
 the sub adviser’s fees.

 Fees charged by Assetmark, Inc., Parametric Portfolio Associates LLC, Brinker Capital Investments, and SMArtX
 Advisory Solutions LLC are separate from and in addition to our fees. Assetmark, Inc., Parametric Portfolio
 Associates LLC, Brinker Capital Investments, and SMArtX Advisory Solutions LLC calculate their fees independent
 of Legacy Wealth and will debit the fee directly from the client’s account. These fees will be disclosed to the client
 in a separate disclosure document provided by each sub adviser.

 Where we have delegated the sub adviser with fee deduction authority, the sub adviser calculates the fee and
 debits the fees from the client’s custodial account on behalf of Legacy Wealth. Otherwise, Legacy Wealth will
 calculate the fee and debit such fees from the client’s custodial account. You will provide the party responsible
 for the fee deduction written authorization permitting the fees to be paid directly from your account. Further,
 the qualified custodian will deliver an account statement to you at least quarterly. These account statements will
 show all disbursements from your account. You should review all statements for accuracy. If insufficient cash is
 available to pay such fees, securities in an amount equal to the balance of unpaid fees will be liquidated to pay
 for the unpaid balance. In limited cases, we may invoice the client directly for the payment of fees.

 You may terminate the client Agreement upon 30-days' written notice to our firm. You will incur a pro rata charge
 for services rendered prior to the termination of the agreement, which means you will incur advisory fees only in
 proportion to the number of days in the pay period for which you are a client. Any prepaid unearned fees will be
 refunded to the client.

Legacy Wealth Partners LLC
Form ADV Part 2B Brochure

 The fees charged are calculated as described above and are not charged on the basis of a share of capital gains
 upon, or capital appreciation of, the funds, or any portion of your funds.

 We reserve the right to maintain courtesy accounts that do not incur management fees and to exclude certain
 positions from being included in the account balance for purposes of calculating the management fee. Also, we
 do not include the value of your insurance products when determining the management fee.

 We shall never have physical custody of any Client funds or securities, as the services of a qualified and
 independent custodian will be used for those services.

 Our annual Management Fee is exclusive of and in addition to brokerage commissions, transaction fees, and other
 related costs and expenses, which will be incurred by the client. However, we will not receive any portion of the
 commissions, fees, and costs. Please see Item 12 – Brokerage Practices for further information on brokerage and
 transaction costs.

 If the disclosure brochure – Part 2 of the Form ADV - is not delivered to you within 48 hours prior to you entering
 into the portfolio management agreement, you may terminate the portfolio management agreement within five
 business days of the date of acceptance without penalty. If you received the disclosure documents 48 hours in
 advance or if the five-day grace period has expired, either party may terminate the agreement upon written notice
 to the other party. Refunds are not applicable because fees are payable in arrears.

 Retirement Plan Consulting Services Fees
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Types of Clients - Item 7

 We generally offer investment advisory services to individuals, trusts, estates, charitable organizations,
 corporations, and other business entities.

 Legacy Wealth does not require a minimum amount of assets to open and maintain an advisory account.

Legacy Wealth Partners LLC
Form ADV Part 2B Brochure

                   Methods of Analysis, Investment Strategies and Risk of Loss - Item 8

 Legacy Wealth will use various internal and external methods of analysis to determine an appropriate investment
 strategy. We seek to recommend investment strategies or products that will give you a diversified portfolio
 consistent with your investment objective. We do this by analyzing the various products, investment strategies,
 and external portfolio managers to which we provide access. That analysis includes a review of the structure, cost,
 and investment performance history of each manager. We also use research provided by third parties in
 determining the type of investments that should be held in client portfolios.

 Asset allocation models used by portfolio managers and/or other third-party investment managers are developed
 in accordance with investment programs developed by these entities. Clients should refer to the relevant portfolio
 manager’s and/or other third-party investment manager’s Form ADV Part 2 Brochures or comparable disclosure
 documents for more information about the methods of analysis and investment strategies used by those firms.

 Where internal analysis is conducted, we primarily use Fundamental, Technical, and Cyclical Analysis:

     •    Fundamental Analysis is a method of evaluating a company or security by attempting to measure its
          intrinsic value. In other words, trying to determine a company’s or a security’s true value by looking at
          all aspects of the business, including both tangible factors (e.g., machinery buildings, land, etc.) and
          intangible factors (e.g., patents, trademarks, “brand” names, etc.). Fundamental analysis also involves
          examining related economic factors (e.g., overall economy and industry conditions, etc.), financial
          factors (e.g., company debt, interest rates, management salaries and bonuses, etc.), qualitative factors
          (e.g., management expertise, industry cycles, labor relations, etc.), and quantitative factors (e.g., debt-
          to-equity and price-to-equity ratios). The end goal of performing fundamental analysis is to produce a
          value that an investor can compare with the security's current price in hopes of determining what sort
          of position to take with that security (underpriced = buy, overpriced = sell or short). This method of
          security analysis is considered the opposite of technical analysis. Fundamental analysis is about using
          real data to evaluate a security's value. Although most analysts use fundamental analysis to value stocks,
          this method of valuation can be used for just about any type of security. The risk associated with
          fundamental analysis is that information obtained may be incorrect and the analysis may not provide an
          accurate estimate of earnings, which may be the basis for a stock's value. If securities prices adjust rapidly
          to new information, utilizing fundamental analysis may not result in favorable performance.

      • Technical Analysis is a technique that relies on the assumption that current market data (such as charts
        of price, volume, and open interest) can help predict future market trends, at least in the short term. It
        assumes that market psychology influences trading and can predict when stocks will rise or fall. Technical
        trading models are mathematically driven based upon historical data and trends of domestic and foreign
        market trading activity, including various industry and sector trading statistics within such markets.
        Technical trading models, through mathematical algorithms, attempt to identify when markets are likely
        to increase or decrease and identify appropriate entry and exit points. The primary risk of technical
        trading models is that historical trends and past performance cannot predict future trends, and there is
        no assurance that the mathematical algorithms employed are designed properly, updated with new data,
        and can accurately predict future market, industry, and sector performance.

      • Cyclical analysis is similar to technical analysis in that it involves the analysis of market conditions at a
        macro (entire market/economy) or micro (company specific) level, rather than the overall fundamental
        analysis of the health of the particular company. The primary risks with cyclical analysis are similar to
        those of technical analysis.

Legacy Wealth Partners LLC
Form ADV Part 2B Brochure

 Investment Strategies
 We may use one or more of the following investment strategies when advising you on investments:

      • Long Term Purchases – securities purchased with the expectation that the value of those securities will
        grow over a relatively long period of time, generally greater than one year. Using a long-term purchase
        strategy generally assumes the financial markets will go up in the long-term, which may not be the case.
        There is also the risk that the segment of the market that you are invested in or perhaps just your
        particular investment will go down over time even if the overall financial markets advance. Purchasing
        investments long-term may create an opportunity cost - "locking-up" assets that may be better utilized
        in the short-term in other investments.

      • Short Term Purchases – securities purchased with the expectation that they will be sold within a relatively
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