Leo Wealth Management LLC

Item 5 – Fees and Compensation
Investment Management
Fees are paid quarterly in advance or in arrears as indicated on the Asset Management Agreement and will
generally not exceed 2% of assets under management unless the scope, complexity, amount of time or expertise
required warrant a higher fee.
Fees are negotiable based on the scope and complexity of the services to be provided, the level of assets to be
managed, and the time and expertise required as well as the overall relationship. Engagements with multiple

 Disclosure Brochure

objectives, specific reporting requirements, portfolio restrictions and other complexities are likely to have a higher
fee than less complicated accounts.
   •   Clients will receive statements and trade confirmations from the custodian that provide details of account
       holdings, transactions and fees charged.
   •   The fee in the first period of service is pro-rated from the inception date of the account[s] to the end of the
       first billing cycle.
   •   If the agreement is terminated before the end of the billing period, client is entitled to a pro-rated refund
       of any pre-paid quarterly advisory fee based on the number of days remaining in the quarter after the
       termination date.
   •   Asset management fees are exclusive of and in addition to, brokerage fees, transaction fees, and other
       related costs and expenses.
Valuation
Leo Wealth Management leverages the valuation services of a qualified custodian. The custodian is responsible
for determining the valuation of portfolio securities. This means that the custodian, as an independent entity,
provides an objective assessment of the value of the securities held in the client's account. By leveraging the
custodian's valuation services the assessment of the portfolio's value is independent and unbiased. Custodians use
standardized methodologies to value securities consistency across client accounts. This consistency is crucial for
calculating fees, assessing performance, and making informed investment decisions.
Overall, leveraging the custodian's valuation services allows Leo Wealth Management to focus on managing
client portfolios while using the custodian for precise and independent asset valuations. This partnership enhances
our ability to provide transparent, compliant, and efficient services to clients. Leo Wealth Management has a
duty to ensure that the fees charged to clients are calculated accurately based on the agreed-upon terms. This
includes verifying that the custodian correctly calculates fees based on the portfolio's value at the end of each
billing cycle or any other metrics agreed upon in the investment advisory agreement.
These obligations are critical in maintaining trust and transparency with clients, ensuring compliance with
applicable regulations, and upholding the fiduciary duty owed to clients. Leo Wealth Management will not have
the authority or responsibility to value portfolio securities. Valuation is a function of the independent custodian.
Compensation for Sales of Securities
Leo Wealth Management does not sell securities for commission compensation.
Money Managers and Product Sponsors
Investment advisor representatives are often invited to attend training events or participate in due diligence visits
sponsored by Money Managers or Product Sponsors. During these events, the sponsors often cover travel
expenses like airfare, hotel accommodations, and meals. These training sessions are frequently held at luxury
resorts, offering amenities such as golf, spas, and entertainment.
While these opportunities are beneficial for gaining insights and understanding the products or services better,
they also present a conflict of interest. The luxurious settings and covered expenses could unconsciously influence
Leo Wealth Management to favor these Money Managers or Product Sponsors, potentially affecting their

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objective evaluation of their quality. This could lead to recommendations based on the perks received rather than
a client’s best interest. To mitigate this conflict of interest, Leo Wealth Management operates with transparency
and a fiduciary duty to act in a client’s best interest.
Industry Professionals
When it serves the best interests of the client, Advisor recommends the services of other professionals, such as
attorneys or accountants, for non-investment-related needs. These introductions can be valuable in providing
clients with comprehensive support and expertise beyond the Advisor's direct offerings, ensuring clients receive
well-rounded assistance in various aspects of their financial and legal matters. Introducing clients to other
professionals creates a conflict of interest because the referred professional might feel an implicit obligation to
reciprocate by referring potential new clients back to the Advisor. This could influence recommendations,
prioritizing professionals likely to reciprocate rather than solely considering the client's best interests.
Clients are under no obligation to use the services of a recommended professional. They are free to seek advice
and services from other professionals of their choosing. Recommendation are merely a suggestion based on
perceived quality and suitability; clients retain full discretion over whether to engage with the suggested
professionals. If a client decides to engage with a referred professional and a dispute arises, the client’s recourse
is solely against the engaged professional. Advisor does not assume responsibility for the actions or outcomes of
services provided by third-party professionals. Clients should conduct their own due diligence and ensure they
are comfortable with the terms and conditions proposed by the referred professional.
Additional Compensation
Advisor can receive economic benefits from sources other than the client for providing advisory services. These
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Item 7 – Types of Clients
Advisory services are available for individuals, individual retirement accounts (“IRAs”), banks and thrift
institutions, pension and profit-sharing plans, including plans subject to Employee Retirement Income Security
Act of 1974 (“ERISA”), trusts, estates, charitable organizations, state and municipal government entities,
corporations and other business entities. Leo Wealth Management typically provides services primarily to
individuals, high-net-worth individuals and business owners.