Lepercq de Neuflize Asset Management LLC

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Lepercq de Neuflize Asset Management LLC
CRD #120109
SEC #801-61082
CIK #0001854423
AUM 763.7 M (2026-03-26)
Employees 16 (62% Investors, 6% Brokers)
Fees
Minimum
Phone212-698-0700
Address853 Broadway
New York, NY 10003
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
110088066044022002001200920182027
Fees and Compensation — Form ADV Part 2A (3/26/2026) [Brochure]
Item 5 – Fees and Compensation                            described above.

                                                                       The Funds are typically privately offered only to person(s) that
Management and Performance-Based Fees
                                                                       meet the definitions of accredited investors and qualified
Fees applicable to each Client are specified in a Fund’s               purchasers, and typically require a minimum investment,
offering documents or the relevant investment management               unless otherwise waived by the Fund’s general partner or
agreement for Managed Accounts.                                        investment manager.
Depending on the Fund, these Expense Fees may range from
0% to 2.0%, and performance fees range from 0 to 15%. Fees               Item 8 – Methods of Analysis, Investment Strategies
are typically paid quarterly in advance by the Clients, based on                         and Risk of Loss
the Governing Document terms.
                                                                       Investments selected for Clients are predominantly made
Depending on the Managed Account, the Management Fees                  through externally-managed funds and separately-managed
may range from 0.10% to 0.50%, and a performance fee of                accounts managed by Sub-Managers. The Firm’s selection of
10% over a management fee hurdle. Fees are typically paid              external Sub-Managers is conducted through a combination
                                                                       of top-down asset allocation and manager-specific due

diligence, and relies on multiple quantitative and qualitative         Not applicable.
techniques.
Account Minimums and Types of Clients — Form ADV Part 2A (3/26/2026) [Brochure]
Item 7 – Types of Clients
*Estimated as of 12/31/2024
                                                                       Our Clients are the Funds, and Managed Accounts as
             Item 5 – Fees and Compensation                            described above.

                                                                       The Funds are typically privately offered only to person(s) that
Management and Performance-Based Fees
                                                                       meet the definitions of accredited investors and qualified
Fees applicable to each Client are specified in a Fund’s               purchasers, and typically require a minimum investment,
offering documents or the relevant investment management               unless otherwise waived by the Fund’s general partner or
agreement for Managed Accounts.                                        investment manager.
Depending on the Fund, these Expense Fees may range from
0% to 2.0%, and performance fees range from 0 to 15%. Fees               Item 8 – Methods of Analysis, Investment Strategies
are typically paid quarterly in advance by the Clients, based on                         and Risk of Loss
the Governing Document terms.
                                                                       Investments selected for Clients are predominantly made
Depending on the Managed Account, the Management Fees                  through externally-managed funds and separately-managed
may range from 0.10% to 0.50%, and a performance fee of                accounts managed by Sub-Managers. The Firm’s selection of
10% over a management fee hurdle. Fees are typically paid              external Sub-Managers is conducted through a combination
                                                                       of top-down asset allocation and manager-specific due

diligence, and relies on multiple quantitative and qualitative         Not applicable.
techniques.
Sector Form 13F Holdings Value ($M)
Cotwo Advisors Physical European Carbon Allowance Trust 0.9
Silvaco Group Inc 0.7
Rocky Holding Inc 0.7
Power Integrations Inc 0.5
Enphase Energy Inc 0.4
Wetouch Technology Inc 0.2
Black Diamond Inc 0.1
Pioneer Acquisition I Corp 0.0
Lionheart Holdings 0.0
Globa Terra Acquisition Corp 0.0
View All
Holdings by Sector ($M)
180144108723602023202420252027
Type Form D Funds Date Sold AUM
HF LG Multi-Asset Fund 2026-03-26 575.3 M
HF Lepercq Special Opportunities I A Series of Lepercq Series Fund LP [2019-03-22] 1.4 M 0.7 M
Filed 2018-05-15 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Lepercq Financial Opportunities A Series of Lepercq Series Fund LP [2017-02-23] 34.1 M 16.0 M
Filed 2018-05-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Lepercq Multi-Asset Fund [2013-02-04] 494.6 M 521.7 M
Filed 2025-06-20 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Lepercq Managed Equity Master Fund LP 2012-03-27 0.1 M
HF Lepercq Partners A Series of Lepercq Series Fund LP 2012-03-27 63.8 M
HF Lepercq Partners - Lepercq Partners Fund [2012-03-27] 170.0 M 1.3 M
Filed 2016-06-10 (D/A) · Exemption 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 575.3
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 1 40.5
(m) Corporations or other businesses not listed above 1 147.9
(n) Other 0 0.0
Total 3 763.7
By Discretionary
Discretionary 3 763.7
Non-Discretionary 0 0.0
Total 3 763.7
By Non-United States Persons
Non-United States Persons 763.7
United States Persons 0.0
Total 3 763.7
Form D Directors Role # Filings # Firms 2011 - 2026
Ryan Tie Executive Officer 7 3
Joshua Fremed Executive Officer 6 3
Charles Stucke Executive Officer 5 3
Francois Letaconnoux Executive Officer 5 3
Lepercq Partners LLC Executive Officer 3 2
Lou Ferrara Executive Officer 2 2
Lepercq de Neuflize Asset Management LLC Promoter 2 1
EDGAR Form CIK 2011 - 2026
13F-HR [0001854423]
SC 13G [0001854423]
Form 13D/13G Filer Form 13D/13G Subject Filed
Lepercq de Neuflize Asset Management LLC Bellerophon Therapeutics Inc [2024-01-26]
Lepercq de Neuflize Asset Management LLC China Index Holdings Ltd [2022-12-28]
Firm Profile (Form ADV)
Discretionary AUM$0.2B
ServesInstitutional
Fund TypesHedge Fund
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