Levatus LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into a written
agreement with the Advisor.

A. Fees for Advisory Services
Wealth Advisory Services
Wealth advisory fees are billed quarterly, in advance and in arrears. Wealth advisory fees are paid two times per
year pursuant to the terms of the wealth advisory agreement. Wealth advisory fees may be charged as a flat
engagement fee ranging from $10,000 to $250,000 annually, or based on the market value of assets under
management on June 30th and December 31st. Asset based fees range from 0.25% to 1.25% annually.

Wealth advisory fees are based on several factors, including: the complexity of the services to be provided, the
level of assets to be managed, and the overall relationship with the Advisor. Relationships with multiple objectives,
specific reporting requirements, portfolio restrictions and other complexities may be charged a higher fee. Please
note, the Advisor does not collect advance fees of $500 or more for services to be performed six (6) months or
more in the future.

The wealth advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the end
of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor, as well as the complexity of overall
financial situation and needs. All securities held in accounts managed by LEVATUS will be independently valued by
the Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to ensure accurate billing.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5 C. below, which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.

B. Fee Billing
Wealth Advisory Services
Wealth advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at the
Custodian. The Advisor shall send an invoice to the Custodian semi-annually, indicating the amount of the fees to
be deducted from the Client’s account[s]. Clients may also opt to pay the fee from an account other than their
account[s] at the Custodian (e.g., by check or bank wire). For fixed fees, the amount due is calculated by dividing
the annual fee by 2. For asset-based fees, the amount due is calculated by applying the quarterly rate for two
quarters (annual rate divided by 2) to the total assets under management with LEVATUS on December 31st and
June 30th respectively. Both fixed rate and asset-based fee payment covers one quarter in arrears and one quarter
in advance. Clients will be provided with a statement, at least quarterly, from the Custodian reflecting deduction of
the wealth advisory fee. Clients are urged to also review the statement provided by the Custodian, as the Custodian
does not perform a verification of fees. Clients provide written authorization permitting advisory fees to be deducted

                                                      LEVATUS LLC
                                      115 Newbury Street, Suite 503, Boston, MA 02116
                                                  Phone: (617) 505-4710
                                                 www.levatuswealth.com

by LEVATUS directly from their account[s] held by the Custodian as part of the wealth advisory agreement and
separate account forms provided by the Custodian.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than LEVATUS, in connection with
investments made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities
execution fees charged by the Custodian, if applicable. The Advisor’s recommended custodian does not charge
securities transaction fees for ETF and equity trades in Client accounts, but typically charges for mutual funds
and other types of investments. The fees charged by LEVATUS are separate and distinct from these custody and
execution fees.

In addition, all fees paid to LEVATUS for wealth advisory services are separate and distinct from the expenses
charged by mutual funds and ETFs to their shareholders, if applicable. These fees and expenses are described
in each fund’s prospectus. These fees and expenses will generally be used to pay management fees for the
funds, other fund expenses, account administration (e.g., custody, brokerage and account reporting), and a
possible distribution fee. A Client may be able to invest in these products directly, without the services of
LEVATUS, but would not receive the services provided by LEVATUS which are designed, among other things, to
assist the Client in determining which products or services are most appropriate for each Client’s financial
situation and objectives. Accordingly, the Client should review both the fees charged by the fund[s] and the fees
charged by LEVATUS to fully understand the total fees to be paid. Please refer to Item 12 – Brokerage Practices
for additional information.

D. Advance Payment of Fees and Termination
Wealth Advisory Services
LEVATUS is partially compensated for its services in advance of the quarter in which wealth advisory services are
rendered. Either party may terminate the wealth advisory agreement, at any time, by providing advance written
notice to the other party. The Client may also terminate the wealth advisory agreement within five (5) business days
of signing the Advisor’s agreement at no cost to the Client. After the five-day period, the Client will incur charges for
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Item 7 – Types of Clients

LEVATUS offers advisory services to individuals, high net worth individuals, trusts, and estates. LEVATUS
generally does not impose a minimum account size for establishing a relationship.

                                                      LEVATUS LLC
                                      115 Newbury Street, Suite 503, Boston, MA 02116
                                                  Phone: (617) 505-4710
                                                 www.levatuswealth.com