|
⚲
|
| Lokken Investment Group LLC
✚
|
|
|---|---|
| CRD # | 283696 |
| SEC # | 801-114384 |
| CIK # | 0001842840 |
| AUM | $235.8 MM (2023-02-13) |
| Employees | 5 (80% Investors, 0% Brokers) |
| Phone | 302-645-6650 |
| Address | 1413 Savannah Road, Lewes, DE 19958 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 5.5 | |
| GLD | 5.4 | ||
| MSFT | 1,918,222.4 | 3.6 | |
| JNJ | 465,600.2 | 2.1 | |
| LLY | 301,789.7 | 1.7 | |
| XOM | 385,508.3 | 1.6 | |
| PFE | 284,248.0 | 1.3 | |
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Big Oak Partners Fund LP | [2018-11-05] | 5.7 | 6.1 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 361 | 96.2 |
| (b) Individuals (high net worth individuals) | 71 | 130.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 6.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 6 | 3.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,096 | 235.8 |
| By Discretionary | ||
| Discretionary | 1,096 | 235.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,096 | 235.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 235.8 | |
| Total | 1,096 | 235.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Jonathan Lokken | 1 | ||
| Lokken Investment Group LLC | 1 | ||
| Big Oak Investors LLC | 1 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001842840] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Bluestone Capital Management LLC
✚
|
PA | 0.2 |
|
Montrose Advisors Incorporated
✚
|
NY | 0.2 |
|
Blue Square Asset Management LLC
✚
|
NY | 0.2 |
|
Boyle Capital Management LLC
✚
|
IA | 0.2 |
|
ODIN Capital Management LLC
✚
|
CT | 0.2 |
|
Chicago Wealth Management Inc
✚
|
IL | 0.2 |
|
Game Creek Capital LP
✚
|
MA | 0.2 |
|
Southwind Associates of NJ Inc
✚
|
NY | 0.2 |
|
Park Miller LLC
✚
|
CA | 0.2 |
|
WP Stewart Asset Management Ltd
✚
|
TN | 0.2 |