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| Lone Star Value Management LLC
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|---|---|
| CRD # | 169836 |
| SEC # | 801-88193 |
| CIK # | 0001589350 |
| AUM | |
| Employees | 5 (100% Investors, 0% Brokers) |
| Phone | 203-489-9500 |
| Address | 53 Forest Avenue Old Greenwich, CT 06870 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Vaalco Energy Inc /DE/ | 3.5 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Lone Star Value Co-Invest II LP | [2015-03-31] | 21.0 M | 22.1 M |
| Offered $21,005,000 · Filed 2017-03-21 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $50,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Lone Star Value Co-Invest I LP | 2015-03-31 | 12.0 M | |
| HF | Lone Star Value Investors LP | [2015-03-31] | 118.3 M | 71.7 M |
| Filed 2017-03-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Finder's Fee $30,000 · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 110.8 |
| By Discretionary | ||
| Discretionary | 4 | 110.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 110.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 110.8 | |
| Total | 4 | 110.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Kyle Hartley | Promoter | 18 | 4 | |
| Jeffrey Eberwein | Executive Officer | 5 | 2 | |
| Lone Star Value Investors GP LLC | Executive Officer, Promoter | 2 | 1 | |
| Hannah Bible | Promoter | 2 | 1 | |
| NA Lone Star Value Investors GP LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001589350] | |
| 13F-NT | [0001589350] | |
| 3 | [0001589350] | |
| 4 | [0001589350] | |
| SC 13D | [0001589350] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2019-09-10 | Disposed to issuer | 445,012 | ||
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2019-09-10 | Disposed to issuer | 3,005 | ||
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2019-09-06 | Grant | 10,000 | $0.00 | |
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2018-12-12 | Grant | 10,000 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
9.00% Series A Cumulative Preferred Stock
|
2018-08-20 | Other | 5,057 | ||
|
Spatializer Audio Laboratories Inc AMRH
Warrant (Right to Buy) · derivative
|
2018-08-16 | Other | 1,910,397 | ||
|
Spatializer Audio Laboratories Inc AMRH
Common Stock
|
2018-07-09 | Other | 1,135,768 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
Common Stock
|
2018-07-09 | Other | 2,972,592 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
9.00% Series A Cumulative Preferred Stock
|
2018-07-09 | Other | 405,395 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
9.00% Series A Cumulative Preferred Stock
|
2018-07-09 | Other | 154,893 | $0.00 | |
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2018-04-27 | Other | 405,012 | $0.00 | |
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2018-04-27 | Other | 1,067,885 | $0.00 | |
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2018-04-27 | Other | 3,005 | $0.00 | |
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2018-03-31 | Other | 10,000 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
Common Stock
|
2018-03-31 | Other | 83,308 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
Common Stock
|
2018-02-09 | Other | 10,113 | ||
|
Spatializer Audio Laboratories Inc AMRH
Restricted Stock Unit · derivative
|
2018-01-01 | Option exercise | 9,985 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
Common Stock
|
2018-01-01 | Option exercise | 9,985 | ||
|
Spatializer Audio Laboratories Inc AMRH
9.00% Series A Cumulative Preferred Stock
|
2017-12-29 | Other | 21,410 | $50.00 | 1,070,500 |
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2017-12-18 | Grant | 10,000 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||