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⚲
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| Keyboard |
| Lone Star Value Management LLC
✚
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|---|---|
| CRD # | 169836 |
| SEC # | 801-88193 |
| CIK # | 0001589350 |
| AUM | |
| Employees | 5 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 203-489-9500 |
| Address | 53 Forest Avenue Old Greenwich, CT 06870 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/16/2017) [Brochure] |
|---|
Item 5
ADDITIONAL COMPENSATION
While serving on boards of directors of companies that the Funds or the Managed Accounts are
invest in, LSVM personnel may receive compensation for their services. In these cases, LSVM’s
policy is to pass the compensation along to the client accounts. |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/16/2017) [Brochure] |
|---|
Item 7
REQUIREMENTS OF STATE REGISTERED ADVISORS
This item is not applicable.
S-3 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Vaalco Energy Inc /DE/ | 3.5 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Lone Star Value Co-Invest II LP | [2015-03-31] | 21.0 M | 22.1 M |
| Offered $21,005,000 · Filed 2017-03-21 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $50,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Lone Star Value Co-Invest I LP | 2015-03-31 | 12.0 M | |
| HF | Lone Star Value Investors LP | [2015-03-31] | 118.3 M | 71.7 M |
| Filed 2017-03-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Finder's Fee $30,000 · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 110.8 |
| By Discretionary | ||
| Discretionary | 4 | 110.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 110.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 110.8 | |
| Total | 4 | 110.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Kyle Hartley | Promoter | 18 | 4 | |
| Jeffrey Eberwein | Executive Officer | 5 | 2 | |
| Lone Star Value Investors GP LLC | Executive Officer, Promoter | 2 | 1 | |
| Hannah Bible | Promoter | 2 | 1 | |
| NA Lone Star Value Investors GP LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001589350] | |
| 13F-NT | [0001589350] | |
| 3 | [0001589350] | |
| 4 | [0001589350] | |
| SC 13D | [0001589350] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2019-09-10 | Disposed to issuer | 445,012 | ||
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2019-09-10 | Disposed to issuer | 3,005 | ||
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2019-09-06 | Grant | 10,000 | $0.00 | |
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2018-12-12 | Grant | 10,000 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
9.00% Series A Cumulative Preferred Stock
|
2018-08-20 | Other | 5,057 | ||
|
Spatializer Audio Laboratories Inc AMRH
Warrant (Right to Buy) · derivative
|
2018-08-16 | Other | 1,910,397 | ||
|
Spatializer Audio Laboratories Inc AMRH
Common Stock
|
2018-07-09 | Other | 1,135,768 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
Common Stock
|
2018-07-09 | Other | 2,972,592 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
9.00% Series A Cumulative Preferred Stock
|
2018-07-09 | Other | 405,395 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
9.00% Series A Cumulative Preferred Stock
|
2018-07-09 | Other | 154,893 | $0.00 | |
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2018-04-27 | Other | 405,012 | $0.00 | |
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2018-04-27 | Other | 1,067,885 | $0.00 | |
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2018-04-27 | Other | 3,005 | $0.00 | |
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2018-03-31 | Other | 10,000 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
Common Stock
|
2018-03-31 | Other | 83,308 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
Common Stock
|
2018-02-09 | Other | 10,113 | ||
|
Spatializer Audio Laboratories Inc AMRH
Restricted Stock Unit · derivative
|
2018-01-01 | Option exercise | 9,985 | $0.00 | |
|
Spatializer Audio Laboratories Inc AMRH
Common Stock
|
2018-01-01 | Option exercise | 9,985 | ||
|
Spatializer Audio Laboratories Inc AMRH
9.00% Series A Cumulative Preferred Stock
|
2017-12-29 | Other | 21,410 | $50.00 | 1,070,500 |
|
Aetrium Inc ATRM
Common Stock, $0.001 par value
|
2017-12-18 | Grant | 10,000 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||