Lowe Brockenbrough & Company Inc

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Lowe Brockenbrough & Company Inc
CRD #105142
SEC #801-6691
CIK #0000022657
AUM $5.4 B (2025-06-25)
Employees 32 (47% Investors, 3% Brokers)
Phone804-288-0404
Address920 Libbie Ave
Richmond, VA 23226-2050
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
6.04.83.62.41.20.02000200820172026
Sector Form 13F Holdings Value ($M)
Microsoft Corp 67.3
Apple Inc 57.7
J P Morgan Chase & Co 41.6
Oracle Corp 37.1
Amazon Com Inc 30.4
Nvidia Corp 29.7
Facebook Inc 25.3
Alphabet Inc 24.6
Broadcom Inc 21.9
Exxon Mobil Corp 21.3
View All
Holdings by Sector ($M)
18001440108072036002012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
PE Bespoke Private Strategies LP - Series Master 2024 2025-03-27 46.1
PE Bespoke Private Strategies LP - Series Master QP 2024 2025-03-27 50.5
PE Bespoke Private Strategies LP - Series Taxable 2024 [2025-03-27] 4.6 4.5
PE Bespoke Private Strategies LP - Series Taxable QP 2024 [2025-03-27] 28.8 28.8
PE Bespoke Private Strategies LP - Series Tax-Exempt 2024 [2025-03-27] 41.6 41.5
PE Bespoke Private Strategies LP - Series Tax-Exempt QP 2024 [2025-03-27] 21.8 21.7
PE Bespoke Private Strategies LP - Series Master 2023 2024-03-28 44.9
PE Bespoke Private Strategies LP - Series Master QP 2023 2024-03-28 54.6
PE Bespoke Private Strategies LP - Series Taxable 2023 [2024-03-28] 3.4 5.3
PE Bespoke Private Strategies LP - Series Taxable QP 2023 [2024-03-28] 28.5 28.4
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 113 0.0
(b) Individuals (high net worth individuals) 360 2.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 0.1
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 18 1.2
(g) Pension and profit sharing plans 4 0.0
(h) Charitable organizations 36 1.4
(i) State or municipal government entities 1 0.5
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 18 0.2
(n) Other 0 0.0
Total 1,162 5.4
By Discretionary
Discretionary 1,160 4.9
Non-Discretionary 2 0.6
Total 1,162 5.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 5.4
Total 1,162 5.4
Form D Directors # Filings # Firms 2011 - 2025
Michael McClure 24
David Lyons 46
Austin Brockenbrough III 43
Austin Brockenbrough IV 43
Charles Caravati III 42
Lowe Brockenbrough & Company Inc 42
Matthew Shaia 42
Christopher Dion 42
Bespoke Ps-Gp LLC 41
Rebecca Kovach 39
Walter Robertson 37
Christopher Culbertson 35
Page Reece 7
Bespoke Cs-Gp LLC 8
Virginia Atwood 2
Charles Caravati III Cfa 1
David Lyons Cfa 1
EDGAR Form CIK 2011 - 2025
13F-HR [0000022657]
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Geller Advisors LLC
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Beck Mack & Oliver LLC
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Miller Investment Management LP
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Standard Investments LLC
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Allegheny Financial Group
PA 4.9
Sepio Capital LP
UT 4.5
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