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| Happy Holidays!! thanks for using AUM13F!! |
| Lumos Capital Group LLC
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| CRD # | 306528 |
| SEC # | 801-126166 |
| CIK # | |
| AUM | $286.3 M (2025-05-08) |
| Employees | 7 (86% Investors, 0% Brokers) |
| Phone | 917-847-5468 |
| Address | 1460 Broadway New York, NY 10036 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Lumos IBEX LP | [2025-03-14] | 0.0 | 10.1 |
| PE | Lumos Capital Fund II-A LP | [2024-03-19] | 27.2 | 27.8 |
| PE | Lumos Capital Fund II LP | [2024-03-19] | 58.4 | 60.5 |
| PE | Lumos Everest LP | [2022-03-17] | 24.2 | 13.8 |
| PE | Lumos Oasis LP | [2022-03-17] | 2.7 | 0.0 |
| PE | Lumos Capital Fund I-A LP | [2020-01-23] | 2.1 | 2.2 |
| PE | Lumos Capital Fund I LP | [2020-01-23] | 165.1 | 171.9 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 286.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7 | 286.3 |
| By Discretionary | ||
| Discretionary | 7 | 286.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7 | 286.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 286.3 | |
| Total | 7 | 286.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| James Tieng | 11 | ||
| Victor Hu | 6 | ||
| LCG GP LLC | 4 | ||
| LCG II GP LLC | 3 | ||
| Lumos Capital Fund I GP LLC | 2 |
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