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| Lumos Capital Group LLC
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| |
|---|---|
| CRD # | 306528 |
| SEC # | 801-126166 |
| CIK # | |
| AUM | $244.3 MM (2024-05-07) |
| Employees | 6 (83% Investors, 0% Brokers) |
| Phone | 917-847-5468 |
| Address | 1460 Broadway New York, NY 10036 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Lumos Capital Fund II-A LP | [2024-03-19] | 0.0 | 1.8 |
| PE | Lumos Capital Fund II LP | [2024-03-19] | 0.0 | 38.2 |
| PE | Lumos Everest LP | [2022-03-17] | 24.2 | 23.5 |
| PE | Lumos Oasis LP | [2022-03-17] | 2.7 | 3.1 |
| PE | Lumos Capital Fund I-A LP | [2020-01-23] | 2.1 | 2.3 |
| PE | Lumos Capital Fund I LP | [2020-01-23] | 165.1 | 175.3 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 244.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 244.3 |
| By Discretionary | ||
| Discretionary | 6 | 244.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 244.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 244.3 | |
| Total | 6 | 244.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| James Tieng | 10 | ||
| Victor Hu | 5 | ||
| LCG GP LLC | 4 | ||
| Lumos Capital Fund I GP LLC | 2 | ||
| LCG II GP LLC | 2 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Newvest Management LP
✚
|
NY | 0.2 |
|
Acorn Capital Advisors LLC
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|
NY | 0.2 |
|
Mangrove Equity Partners LP
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FL | 0.2 |
|
Longshore Capital Management LLC
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|
IL | 0.2 |
|
5th Century Partners LP
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IL | 0.2 |
|
Cooper Investment Partners LLC
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|
CT | 0.2 |
|
MBF Healthcare Management II LLC
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|
FL | 0.2 |
|
Kingfish Capital Partners LLC
✚
|
TX | 0.2 |
|
ICP Group Investment Manager LLC
✚
|
TX | 0.2 |
|
10Talents Investors LLC
✚
|
MA | 0.2 |