|
⚲
|
| Keyboard |
| Lumos Capital Group LLC
✚
|
|
|---|---|
| CRD # | 306528 |
| SEC # | 801-126166 |
| CIK # | |
| AUM | 274.5 M (2026-03-24) |
| Employees | 7 (86% Investors, 0% Brokers) |
| Phone | 917-847-5468 |
| Address | 1501 Broadway New York, NY 10036 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Lumos IBEX LP | [2025-03-14] | 11.9 M | |
| Filed 2024-10-24 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Lumos Capital Fund II-A LP | [2024-03-19] | 27.2 M | 33.7 M |
| Filed 2026-03-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Commission $10,019 · Finder's Fee $2,780 · Revenue Decline to Disclose | ||||
| PE | Lumos Capital Fund II LP | [2024-03-19] | 70.7 M | 88.4 M |
| Filed 2026-03-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $25,981 · Finder's Fee $7,220 · Revenue Decline to Disclose | ||||
| PE | Lumos Everest LP | [2022-03-17] | 24.2 M | 6.0 M |
| Offered $24,205,000 · Filed 2021-05-17 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Lumos Oasis LP | [2022-03-17] | 2.7 M | 0.0 M |
| Offered $2,700,000 · Filed 2021-05-17 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Lumos Capital Fund I-A LP | [2020-01-23] | 2.1 M | 1.7 M |
| Offered $2,150,000 · Filed 2021-08-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Lumos Capital Fund I LP | [2020-01-23] | 165.1 M | 132.7 M |
| Offered $165,090,000 · Filed 2021-08-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 274.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 274.5 |
| By Discretionary | ||
| Discretionary | 6 | 274.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 274.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 274.5 | |
| Total | 6 | 274.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| James Tieng | Executive Officer | 11 | 2 | |
| Victor Hu | Executive Officer | 6 | 2 | |
| Lcg GP LLC | Executive Officer, Promoter | 4 | 1 | |
| Lcg II GP LLC | Promoter | 3 | 1 | |
| Lumos Capital Fund I GP LLC | Executive Officer | 2 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Private Equity |
| Comparable Firms | State | AUM |
|---|---|---|
|
Pontem Investment Management Company
✚
|
TX | 279.1 M |
|
FS Tactical Advisor LLC
✚
|
PA | 278.8 M |
|
Superbloom Partners Management LLC
✚
|
CA | 278.7 M |
|
Heritage Holding Management LP
✚
|
MA | 277.7 M |
|
Corridor Capital LLC
✚
|
CA | 276.0 M |
|
Risk Settlements Manager LLC
✚
|
NJ | 275.6 M |
|
Clarendon Capital LLC
✚
|
VA | 275.4 M |
|
Interalpen Partners LLC
✚
|
NE | 273.7 M |
|
HealthpointCapital Management LLC
✚
|
CA | 271.3 M |
|
Tillridge Capital Partners LLC
✚
|
TX | 270.0 M |