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| LUPA RIA Investment Management LLC
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|---|---|
| CRD # | 314819 |
| SEC # | 801-122892 |
| CIK # | |
| AUM | 2,189.3 M (2026-03-31) |
| Employees | 12 (75% Investors, 0% Brokers) |
| Phone | 212-433-4751 |
| Address | 363 Lafayette Street New York, NY 10012 |
| Source | [IAPD] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | LUPA S Co-Invest LP | [2026-03-31] | 222.2 M | |
| Filed 2025-06-04 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $4,000,000 · Net Assets Decline to Disclose | ||||
| PE | LUPA Co-Investment Partners LP | 2023-03-30 | 4.6 M | |
| HF | LUPA EQ Holdings LLC | 2022-03-31 | 10.6 M | |
| PE | LUPA Investment Holdings LP | 2022-03-31 | 800.4 M | |
| PE | LUPA J Holdings II LLC | 2022-03-31 | 4.9 M | |
| PE | LUPA J Holdings LLC | 2022-03-31 | 0.8 M | |
| PE | LUPA M Holdings LLC | 2022-03-31 | 1.2 M | |
| PE | LUPA T Holdings SPV LLC | 2022-03-31 | 23.0 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 2.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 2.2 |
| By Discretionary | ||
| Discretionary | 6 | 1.0 |
| Non-Discretionary | 2 | 1.2 |
| Total | 8 | 2.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.2 | |
| United States Persons | 1.0 | |
| Total | 8 | 2.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Jeffrey Palker | Executive Officer | 4 | 2 | |
| Ronit Dvir-Bacalu | Executive Officer | 2 | 2 | |
| Neal Donnelly | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
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