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| Happy Holidays!! thanks for using AUM13F!! |
| LUPA RIA Investment Management LLC
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| CRD # | 314819 |
| SEC # | 801-122892 |
| CIK # | |
| AUM | $1.7 B (2025-03-31) |
| Employees | 12 (75% Investors, 0% Brokers) |
| Phone | 212-433-4751 |
| Address | 363 Lafayette Street New York, NY 10012 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | LUPA Co-Investment Partners LP | 2023-03-30 | 4.5 | |
| HF | LUPA EQ Holdings LLC | 2022-03-31 | 12.2 | |
| PE | LUPA Investment Holdings LP | 2022-03-31 | 689.7 | |
| PE | LUPA J Holdings II LLC | 2022-03-31 | 4.9 | |
| PE | LUPA J Holdings LLC | 2022-03-31 | 0.8 | |
| PE | LUPA M Holdings LLC | 2022-03-31 | 1.2 | |
| PE | LUPA T Holdings SPV LLC | 2022-03-31 | 19.2 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 1,690.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7 | 1,690.6 |
| By Discretionary | ||
| Discretionary | 5 | 689.5 |
| Non-Discretionary | 2 | 1,001.2 |
| Total | 7 | 1,690.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 1,001.2 | |
| United States Persons | 689.5 | |
| Total | 7 | 1,690.6 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
QVT Financial LP
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|
NY | 1.8 |
|
Kora Management LP
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|
NY | 1.7 |
|
Mak Capital One LLC
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|
NY | 1.7 |
|
BlockTower Capital Advisors LP
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|
FL | 1.7 |
|
Theorem Partners LLC
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|
NY | 1.7 |
|
Catalio Capital Management LP
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|
NY | 1.7 |
|
Cordillera Investment Partners LP
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|
CA | 1.6 |
|
Washington Harbour Partners LP
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|
VA | 1.6 |
|
York Capital Management Global Advisors LLC
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|
NY | 1.6 |
|
Pleasant Lake Partners LLC
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|
PR | 1.6 |