Lyon Wealth Advisors Group LLC

Item 5 - Fees and Compensation

General Fee Information
Investment advisory fees are exclusive of all custodial and transaction costs paid to the client’s
custodian, brokers, or other third party consultants. Please see Item 12 – Brokerage Practices for
additional information.

Investment advisory fees are also separate and distinct from the internal fees and expenses charged
by mutual funds, exchange traded funds (“ETFs”) or other investment funds to their shareholders
(generally including a management fee and fund expenses, as described in each fund’s prospectus),
fees for trades executed away from the custodian, wire transfer fees, and other fees and taxes on
brokerage accounts and securities transactions. The client should review the investment advisory fee
and all other fees charged by Client’s custodian, investment funds in which the Assets are invested,
commissions and transaction costs charged by executing brokers, and others to fully understand the
total amount of fees paid by the client for investment and financial-related services.

Advisory and Sub-Advisory Fees
The annual fee for investment advisory and portfolio management services provided by the Adviser,
based on a percentage of client’s Assets under management, is as follows:

                          Value of the Portfolio     Annualized Fee Rate

                              First $2 million             1.00%

                              Next $3 million              0.75%

                              Next $5 million              0.50%

                          Assets over $10 million          0.40%

For Accounts where the Sub-Adviser is engaged, the Adviser and the Sub-Adviser will charge a
combined management fee to advisory clients pursuant to the above fee schedule. Accounts of $10
million or more may be eligible for additional fee breakpoints in the Adviser’s discretion.

Portfolio management fees are generally payable quarterly, in advance. In the event that a new
account is established, or if funds are deposited or withdrawn from an account during the quarter in
an amount greater than or equal to $10,000, the investment advisory fee will be calculated for the
period as of the date that the account is funded, or as of the date of the subsequent deposit or
withdrawal.

Either the Adviser or the client may terminate an Investment Advisory Agreement upon 30 days’
written notice. In the event of termination, any paid but unearned fees will be promptly refunded to
the client based on the number of days that the account was managed, and any fees due from the
client will be invoiced or deducted from the client’s account prior to termination.

Subject to client authorization, the Sub-Adviser typically collects the total management fee payable
by clients from the clients’ custodial accounts. The Sub-Adviser will then deduct its portion of the

total quarterly management fee revenues and remit the remaining amount to the Adviser. The
percentages of revenues allocated between the Sub-Adviser and the Adviser may change over time.

The Adviser will provide written notice to each client regarding any changes to fees charged and
client will be deemed to consent to the revised fee schedule absent written notice of termination by
client within thirty (30) days from the date of such notice.

Financial Planning Fees
When the Adviser provides financial planning services to clients, these fees will be included in the
portfolio management fees. The Adviser generally does not provide financial planning services on a
stand-alone basis.

Fees for Retirement Plan Consulting
In connection with its retirement plan consulting services, the Adviser charges annual asset-based
fees generally in accordance with the annual fees described above. Negotiated fees are generally
based on the value of the plan’s assets and the complexity of the plan. These fees may be directly
debited from the client’s account by the record-keeper, third party administrator or custodian, with
written authorization from the client.

No Outside Compensation

Neither the Adviser nor any supervised person of the Adviser accepts any commissions, 12b-1 fees
or shareholder services fees for the sale of securities or investment products.

Item 7 - Types of Clients

The Adviser provides discretionary investment management services to high net worth individuals,
corporations, retirement and pension plans and participants, and other entities. The Adviser
generally requires a minimum account size of $250,000. However, the Adviser may, on a case-by-
case basis, negotiate minimum account sizes.