Maggi Investment Services LLC

Item 5: Fees and Compensation
Method of Compensation and Fee Schedule
  MIS bases its fees on assets under management, hourly charges, fixed fees and referral
  fees from third party money managers.
  ASSET MANAGEMENT
  MIS offers discretionary and non-discretionary direct asset management services to
  advisory clients. The fees for these services will be based on an annual fee of 1.5% of
  Assets Under Management.
  The annual Fee may be negotiable. Accounts within the same household may be
  combined for a reduced fee. Fees are billed Quarterly in advance based on the amount of
  assets managed as of the last business day of the previous quarter. Quarterly advisory
  fees deducted from the clients' account by the custodian will be reflected in a provided
  fee invoice as fees are withdrawn. Lower fees for comparable services may be available
  from other sources. Clients may terminate their account within five business days of
  signing the Investment Advisory Agreement for a full refund. Clients may terminate
  advisory services with 30 days written notice. The client will be entitled to a pro rata
  refund for the days service was not provided in the final Quarterly. Client shall be given
  thirty (30) days prior written notice of any increase in fees.
  CO-ADVISOR FEES
  Gradient Investments, LLC
  MIS has entered into a Co-Advisor Agreement with Gradient Investments, LLC (“GI”). GI is
  a Registered Investment Advisor registered with the Securities and Exchange
  Commission that provides investment portfolio advice and supervisory services.
  GI offers an actively managed program of mutual fund and stock portfolios. The fee will
  be disclosed to the Client in the Investment Advisory Agreement and are negotiable. The
  Clients fee for these services will be based on a percentage of assets under management
  as follows:
      CUSTOM INDEXING STRATEGIC PORTFOLIOS
                       Annual Fee            GI                               MIS
      All Assets         1.75%             .75%                              1.00%

      STRATEGIC PORTFOLIOS
                      Annual Fee                            GI                MIS
      All Assets         1.60%                            .60%               1.00%

      TACTICAL PORTFOLIOS
                       Annual Fee                          GI                 MIS
      All Assets         1.60%                           0.60%               1.00%

                                Maggi Investment Services, LLC

    CUSTOM INDEXING - ALLOCATION PORTFOLIOS
                      Annual Fee           GI                                   MIS
    All Assets          1.75%            0.75%                                 1.00%

    ALLOCATION & DEFINED OUTCOME PORTFOLIOS
                     Annual Fee          GI                                     MIS
    All Assets         1.60%           0.60%                                   1.00%

    PRESERVATION PORTFOLIOS
                    Annual Fee                            GI                    MIS
    All Assets        1.00%                             0.40%                  0.60%

    PRIVATE WEALTH PORTFOLIOS
                    Annual Fee                            GI                    MIS
    All Assets        1.50%                             0.50%                  1.00%

    CLIENT DIRECTED ACCOUNTS
                      Annual Fee                         GI                    MIS
    All Assets          $300                            $300                    $0
For Client Directed Accounts (CDA), GI will assist in the opening, closing and transferring
of accounts. GI will not have discretion at any time on these accounts. Client is solely
responsible for the assets held within the accounts and their values which could increase
or decrease (potential loss of principal). GI will not execute trades in CDA accounts. GI
exceptions will be made for withdrawals to client or assets transferred into a GI managed
portfolio. GI will also provide performance reporting on these accounts and can furnish
3rd party analysis reports per the client’s request. Similar services may be available
through other sources for a lower fee.

These are flat fee schedules, the entire portfolio is charged the same asset management
fee.
Example:
    Portfolio                                      Calculation                 Quarterly Fee
    Custom Indexing – Strategic:                 ($750,000x1.75%) x (91/365)     $3,272.26
    Strategic Portfolio:                         ($750,000*1.60%) * (91/365)     $2,991.78
    Tactical Portfolio:                          ($750,000*1.60%) * (91/365)     $2,991.78
    Custom Indexing - Allocation                 ($750,000x1.75%) x (91/365)     $3,272.26
    Allocation & Defined Outcome Portfolio: ($750,000*1.60%) * (91/365)          $2,991.78
    Preservation Portfolio:                      ($750,000*1.0%) * (91/365)      $1,869.86

                              Maggi Investment Services, LLC

    Private Wealth Portfolio:                         ($750,000*1.5%) * (91/365)                 $2,804.79
Fee Calculation: (Quarter End Value x Annual Fee %) x (Days in Quarter/Days in Year)
+ $15 Quarterly Service Fee*

* The $15 Quarterly Service Fee is the technology fee charged by GI per account or
investment strategy for performance and other reporting. This fee is disclosed in GI’s
ADV Part 2A (Item 5: Fees and Compensation) and in GI’s Investment Proposal and
Contract (Schedule D: Schedule of Fees).
The above fees are negotiable. Fees are assessed quarterly in arrears based on the
amount of the assets managed as of the end of the previous quarter and will take into
account additions and withdrawals in the time period. All management fees are
withdrawn from the Client’s account unless otherwise noted. GI will receive written
authorization from the Client to deduct advisory fees from their account held by a
...

Item 7: Types of Clients
Description
  MIS generally provides investment advice to individuals and high net worth individuals.
  Client relationships vary in scope and length of service.
Account Minimums
  MIS does not require a minimum to open an account.