Margna Peak Advisors AG

Item 5: Fees and Compensation
Wrap-Fee Program
MARGNA does not provide portfolio management services to any wrap fee programs, as the term is de-
fined in the instructions to Form ADV Part 2.
Fees for Investment Management Services
Prior to engaging MARGNA to provide advisory services, the client will be required to enter into a written
Agreement with the Firm setting forth the terms and conditions and the fees under which it will render
its services. Fees may be subject to negotiation under certain circumstances as agreed on by the Firm and
the client. The following schedule of fees outlines the typical fee structure under which MARGNA provides
its services. The actual schedule of fees, as it applies to a particular client, will be clearly outlined in the
Agreement.
Clients pay an annualized quarterly advisory fee as a percentage in arrears as of the close of business on
the last business day of the proceeding calendar quarter based on the average total market value (in
Reference Currency) of the client’s assets under MARGNA’s management (as reasonably determined by
the custodian or other independent third party ) and held with the applicable custodian (total assets in-
cluding all securities, fiduciary deposits, and precious metals, other assets, and cash positions).
MARGNA calculates the value of the assets in client’s accounts by averaging the asset values that are
calculated by the client’s custodian for the last day of each of the three months preceding the month of
payment. For example, the first quarterly payment to MARGNA each year, paid in April, would be the
average of the values set on the last day of January, February and March. No fees are deducted in advance.
Following the end of the quarter, MARGNA will request the custodian to debit the applicable portion of
the annual fee in the reference Currency chosen from the client’s account and to credit this amount
MARGNA’s account. MARGNA generally does not accept check payment.
The client’s custodian will issue account statements at least quarterly that reflect this deduction of invest-
ment advisory fees. Clients are encouraged to review the statements for accuracy and promptly inform
MARGNA of any discrepancies.

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Management Fee Schedules for Discretionary and Advisory Portfolio Agreements
The management fee schedule for Discretionary and Advisory Portfolio Agreements are set forth below:
Discretionary Portfolio Agreement       1.00% p.a.
Advisory Portfolio Agreement            1.10% p.a.
Minimum fee — For Assets under Management less than USD 1 Million, a minimum fee of USD 2’500 per
quarter applies (the “Minimum Fee”). The Minimum Fee will continue until Assets under Management
increases above $1 Million at which time the Percentage of the fee schedule above applies.
All investment advisory fee schedules are current at the time of publication, but MARGNA can adjust both
the investment advisory fee schedules and related minimum annual fees at any time without notice to
clients
Each MARGNA client should contact their Investment Advisor if there are any questions regarding the
exact margins or fees that are applicable to foreign exchange, precious metal, or other transactions, as
well as any other supplementary services or third-party fees charged by the custodians or brokers.
Other Fees and Expenses
Clients should be aware that they will be responsible for all fees imposed by the custodian for trading and
other related costs, which can include but not be limited to brokerage commissions, transaction costs,
custodian fees, transfer fees, redemption fees on short-term investments, cashiering fees and/or taxes or
penalties levied by governmental authorities.
In addition, MARGNA may invests in open-end mutual funds and exchange traded funds in client portfo-
lios. These funds charge fees to their shareholders, which are described in their respective prospectus and
usually include a management fee, administrative and operations fees, and certain distribution fees (e.g.,
12b-1 fees). These fees are generally referred to as a fund’s “expense ratio” and the fees are deducted at
the mutual fund level when calculating the fund’s net asset value (“NAV”) and have a direct bearing on
the fund’s performance. Certain mutual funds also charge an up-front or back-end sales charge and and/or
redemption fees. In addition, some open-end mutual funds offer different share classes of the same fund
and one share-class can have a higher expense ratio and sales/redemption fees than another share class.
The most economical share class will depend on certain factors, including the amount of time the shares
are held by a client and the amount a client will be investing. Mutual fund expense ratios and sales/re-
demption fees vary by fund, so it is important for clients to read the mutual fund prospectus to fully un-
derstand all the fees charged.
MARGNA strives to purchase, when available, the lowest cost mutual fund share class for clients. How-
ever, there may be times, when MARGNA does not select the lower costs share classes. This mainly hap-
pens when the client’s custodian does not offer a lower cost share class for some or all of the mutual
funds bought for and/or held in clients’ accounts, or the investment amount does not meet the share
class minimum investment requirement, or MARGNA has determined that a fund with higher expenses is
more beneficial for the client.
Transaction fees also play an important role in the overall costs when investing in mutual funds. For ex-
ample, some broker-dealers will not charge a transaction-based fee on a mutual fund trade, but will
charge a flat “penalty” fee if the shares are sold within a short-term time period.
Other fees a client can incur include, but are not limited to, custodian fees, brokerage commissions, trans-
...

Item 7: Types of Clients
MARGNA specializes in customized asset management services to high-net-worth and ultra-high-net-
worth individuals, institutions, corporations, foundations and trusts, estates and other legal entities who
are “accredited investors” as defined in Rule 506 of Regulation D, or “Qualified Investors” as defined by
CISA and CISO. Generally, these individuals, trusts, estates, charitable organizations and other entities are
“U.S. persons,” as defined by the U.S. Internal Revenue Code, or individuals otherwise residing in the U.S.
This definition could include, among others, U.S. citizens and permanent U.S. residents. In appropriate
circumstances, MARGNA also provides advisory services to non-U.S. persons and may serve as a subadvi-
sor for certain pooled investment vehicles.
MARGNA’s investment discretionary advisory service is only available for Discretionary Portfolio Agree-
ments for accounts with a minimum value of USD 1 million. The minimum value for accounts for the Ad-
visory Portfolio Agreement is USD $2 million.
MARGNA reserves the right in its sole discretion to accept a client where the minimum investment amount
is not met.

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