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| Mast Capital Management LLC
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|---|---|
| CRD # | 125669 |
| SEC # | 801-63090 |
| CIK # | 0001429074 |
| AUM | |
| Employees | 1 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 617-375-3000 |
| Address | 31 St James Avenue Boston, MA 02116 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Mast Admiral Fund LP | [2021-03-28] | 68.5 M | 7.9 M |
| Filed 2017-02-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Mast Select Opportunities LP | [2018-03-28] | 33.1 M | 0.3 M |
| Filed 2015-03-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Mast Admiral Master Fund LP | [2014-03-28] | 68.5 M | 19.0 M |
| Filed 2017-02-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Mast AK Fund LP | [2012-03-23] | 113.4 M | 104.4 M |
| Filed 2013-03-26 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Mast Credit Opportunities I Master Fund Limited | 2012-03-23 | 46.1 M | |
| PE | Mast Distressed Opportunities I LP | [2012-03-23] | 26.9 M | |
| HF | Mast OC I Master Fund LP | [2012-03-23] | 799.3 M | 64.2 M |
| Filed 2017-03-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Mast PC Fund LP | [2012-03-23] | 47.8 M | 45.8 M |
| Filed 2013-09-19 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Mast Select Opportunities Master Fund LP | [2012-03-23] | 33.1 M | 39.0 M |
| Filed 2015-03-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 10 | 168.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 10 | 168.3 |
| By Discretionary | ||
| Discretionary | 10 | 168.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 10 | 168.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 164.9 | |
| United States Persons | 3.3 | |
| Total | 10 | 168.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Sean Flynn | Director | 165 | 41 | |
| Michael Levin | Director | 72 | 13 | |
| Christine Fletcher | Director | 71 | 13 | |
| Jane Fleming | Director | 26 | 8 | |
| Catherine Crowley | Director | 58 | 4 | |
| David Steinberg | Director, Executive Officer | 59 | 3 | |
| Jennifer Serrano | Executive Officer | 13 | 3 | |
| Christopher Madison | Executive Officer | 6 | 2 | |
| Mast Capital Management Ia Holdings LLC | Executive Officer | 3 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001429074] | |
| 3 | [0001429074] | |
| 4 | [0001429074] | |
| SC 13D | [0001429074] | |
| SC 13G | [0001429074] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 549300J67ZO5LODAQX03 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Steinberg David J | |
| Mast Capital Management LLC | |
| Great Elm Capital Corp | |
| Unwired Planet Inc | |
| Everi Holdings Inc | |
| GCI Liberty Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Great Elm Capital Corp GECC
Common Stock
|
2019-06-05 | Sell | 55,100 | $8.48 | 467,248 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-06-04 | Sell | 5,700 | $8.47 | 48,279 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-06-03 | Sell | 7,400 | $8.47 | 62,678 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-31 | Sell | 58,200 | $8.60 | 500,520 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-30 | Sell | 7,000 | $8.86 | 62,020 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-29 | Sell | 5,300 | $8.90 | 47,170 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-28 | Sell | 8,800 | $8.88 | 78,144 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-24 | Sell | 10,500 | $8.85 | 92,925 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-23 | Sell | 258,100 | $8.60 | 2,219,660 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-22 | Sell | 5,400 | $8.77 | 47,358 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-21 | Sell | 6,900 | $8.85 | 61,065 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-20 | Sell | 6,200 | $8.83 | 54,746 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-17 | Sell | 5,400 | $8.72 | 47,088 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-16 | Sell | 134,700 | $8.69 | 1,170,543 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-15 | Sell | 9,400 | $8.56 | 80,464 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-14 | Sell | 4,900 | $8.55 | 41,895 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-13 | Sell | 5,000 | $8.41 | 42,050 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-10 | Sell | 2,100 | $8.43 | 17,703 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-05-09 | Sell | 1,700 | $8.39 | 14,263 |
|
Great Elm Capital Corp GECC
Common Stock
|
2019-04-25 | Sell | 13,300 | $8.36 | 111,188 |
| showing 20 of 200 most recent transactions | |||||