Matthias Private Wealth LLC

Item 5 - Fees and Compensation

General Fee Information

Fees paid to the Adviser are exclusive of all custodial and transaction costs paid to the client’s
custodian, brokers or other third party consultants. Please see Item 12 – Brokerage Practices for
additional information. Fees paid to the Adviser are also separate and distinct from the fees and
expenses charged by mutual funds, exchange traded funds (“ETFs”) or other investment pools to
their shareholders (generally including a management fee and fund expenses, as described in each
fund’s prospectus or offering materials). The client should review all fees charged by funds, brokers,
the Adviser and others to fully understand the total amount of fees paid by the client for investment
and financial-related services.

Portfolio management fees are generally payable quarterly, in advance, but the Adviser may enter
into arrangements where fees are billed in arrears or on a monthly basis. If management begins after
the start of a quarter, fees will be prorated accordingly. Fees are normally debited directly from client
account(s), unless other arrangements are made. Typically, fees are charged as a percentage of assets
under management and are calculated at the close of each calendar quarter or month (as applicable),
but there may be instances where the Adviser enters into flat-fee arrangements with certain clients
on a case-by-case basis.

Investment Advisory, Tax Coordination, Financial Planning, Estate Planning and Charitable Planning
Fees

While fees may be individually negotiated, for its typical advisory services, the Adviser generally
charges its clients an annualized fee of up to 1.25% of the sum of the fair market value of assets under
management at the end of the prior quarter; however, clients that engage the Adviser to provide
services in addition to portfolio management may be charged an annualized fee of up to 2.00% of the
sum of the fair market value of assets under management, depending on the nature and scope of such
additional services.

To determine the market value of equity securities in a client’s account that are listed or traded on a
national securities exchange or quoted on the over-the-counter market, the Adviser uses the closing
price of such securities as reported by the account’s custodian on the day of valuation, if available.
Other assets and securities for which market quotations are not readily available are valued at fair
market value as determined in good faith by the Adviser. The Adviser’s valuation policies are subject to
change and available upon request.

The minimum account size for portfolio management services is generally $5 million, but the Adviser
reserves the right to accept smaller accounts, subject to a minimum annual fee of $50,000 ($12,500
per quarter). The Adviser may, at its discretion, make exceptions to the foregoing or negotiate special
fee arrangements where the Adviser deems it appropriate under the circumstances.

Either the Adviser or the client may terminate their investment advisory agreement at any time,
subject to any written notice requirements in the investment advisory agreement. In the event of
termination, any paid but unearned fees will be promptly refunded to the client based on the number
of days that the account was managed, and any fees due to the Adviser from the client will be invoiced
or deducted from the client’s account prior to termination.

Sub-Adviser Fees. When one or more Sub-Advisers are utilized, the Sub-Advisers’ fees are generally
separate from and in addition to the Adviser’s fees. The Sub-Advisers’ fees are normally debited
directly from client account(s), unless other arrangements are made.

Financial Planning, Estate Planning, Charitable Planning Fees. When the Adviser provides financial
planning, estate planning and/or charitable planning services to clients, these fees generally will be
included in the portfolio management fees, up to a maximum of three hours total on an annual basis.
If such services exceed three hours on an annual basis, hourly fees will be charged as negotiated with
each client. The Adviser generally does not provide stand-alone financial planning, estate planning
or charitable planning services.

Tax Planning & Preparation Fees

All tax services are provided pursuant to one or more separate agreements with the client for an
additional fee. The Adviser may outsource such tax services to unaffiliated or affiliated tax service
providers.

Consulting Services

All consulting services are provided pursuant to one or more separate agreements with the client for
an additional fee. The Adviser may outsource such consulting services to unaffiliated or affiliated
consulting service providers.

Bookkeeping Services

All bookkeeping services are provided pursuant to one or more separate agreements with the client
and are generally for an additional fee, often payable quarterly in advance as either a flat fee or a
percentage of the market value of assets under management. The Adviser may outsource such
bookkeeping services to unaffiliated or affiliated bookkeeping service providers.

Bill Pay Services

All bill pay services are provided pursuant to one or more separate agreements with the client and
are generally for an additional fee, often payable quarterly in advance as either a flat fee or as a
percentage of the market value of assets under management. The Adviser may outsource such bill
pay services to unaffiliated or affiliated bill pay service providers.

Special Asset Transactions and Ancillary Services Fees

When the Adviser provides services with respect to special asset transactions or other ancillary
services to clients, these fees are negotiated at the time of the engagement for such services.

Costs and Expenses

The Adviser may charge a client for certain operational expenses associated with services provided
to the client, including mail and courier costs. Any such charges would be invoiced to the client and
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Item 7 - Types of Clients

The Adviser serves high net worth individuals, trusts, estates, charitable organizations, corporations,
limited liability companies, other business entities and pension and profit-sharing plans.