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⚲
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| Zephyr Investment Management Inc
✚
| |
|---|---|
| CRD # | 166303 |
| SEC # | 801-118365 |
| CIK # | |
| AUM | $341.5 MM (2024-03-14) |
| Employees | 7 (57% Investors, 57% Brokers) |
| Phone | 805-496-6810 |
| Address | 3625 E Thousand Oaks Blvd Westlake Village, CA 91362 |
| Source | [IAPD] [Website] [Twitter] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 202 | 74.9 |
| (b) Individuals (high net worth individuals) | 48 | 62.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 24 | 203.8 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 654 | 341.5 |
| By Discretionary | ||
| Discretionary | 422 | 112.0 |
| Non-Discretionary | 232 | 229.5 |
| Total | 654 | 341.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 341.5 | |
| Total | 654 | 341.5 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Hazard & Siegel Advisory Services LLC
✚
|
NY | 0.3 |
|
Sanchez Wealth Management Group LLC
✚
|
FL | 0.3 |
|
Maryland Capital Advisors Inc
✚
|
MD | 0.3 |
|
Balanced Wealth Group LLC
✚
|
OH | 0.3 |
|
Aegis Financial Corporation
✚
|
VA | 0.3 |
|
Financial Asset Management Corp
✚
|
NY | 0.3 |
|
Alpha Omega Group Inc
✚
|
VA | 0.3 |
|
Old Slip Registered Investment Advisors LLC
✚
|
NY | 0.3 |
|
Oak Grove Capital LLC
✚
|
NH | 0.3 |
|
Terra Wealth Management LLC
✚
|
NC | 0.3 |