|
⚲
|
| Keyboard |
| Maureen A Whelan
✚
|
|
|---|---|
| CRD # | 140357 |
| SEC # | 801-122165 |
| CIK # | |
| AUM | 77.4 M (2026-03-02) |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 914-257-3446 |
| Address | |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 17 | 7.6 |
| (b) Individuals (high net worth individuals) | 29 | 69.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 148 | 77.4 |
| By Discretionary | ||
| Discretionary | 148 | 77.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 148 | 77.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 77.4 | |
| Total | 148 | 77.4 |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 2 |
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Ever Green Wealth Management LLC
✚
|
NY | 80.3 M |
|
Minerva Wealth Advisory LLC
✚
|
NY | 79.5 M |
|
Queenbridge Capital LLC
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NY | 79.1 M |
|
Amazz Investment Management Inc
✚
|
NY | 78.3 M |
|
RSD Advisors LLC
✚
|
78.1 M | |
|
GPS Financial LLC
✚
|
NY | 77.3 M |
|
FBD Asset Mgmt LLC
✚
|
MN | 76.8 M |
|
Monk Stanley Earl
✚
|
76.2 M | |
|
Clover Leaf Financial LLC
✚
|
NY | 75.0 M |
|
Mountain Pass Planning Corporation
✚
|
NY | 74.9 M |