|
⚲
|
| Maureen A Whelan
✚
|
|
|---|---|
| CRD # | 140357 |
| SEC # | 801-122165 |
| CIK # | |
| AUM | $58.7 M (2025-03-05) |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 914-257-3446 |
| Address | 2127 Crompond Road Cortlandt Manor, NY 10567 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 18 | 7.3 |
| (b) Individuals (high net worth individuals) | 26 | 51.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 130 | 58.7 |
| By Discretionary | ||
| Discretionary | 130 | 58.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 130 | 58.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 58.7 | |
| Total | 130 | 58.7 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Chlastawa Allan Frank
✚
|
0.1 | |
|
Allos Investment Advisors LLC
✚
|
KS | 0.1 |
|
HYJC Capital of WNY LLC
✚
|
NY | 0.1 |
|
Winthrop Partners - EPA LLC
✚
|
NY | 0.1 |
|
Parlin Advisors LLC
✚
|
NY | 0.1 |
|
Minerva Wealth Advisory LLC
✚
|
NY | 0.1 |
|
Rochester Investments Inc
✚
|
NY | 0.1 |
|
John T McCarthy LLC
✚
|
0.1 | |
|
GPS Financial LLC
✚
|
NY | 0.1 |
|
GA Pincus Funds LLC
✚
|
0.1 |