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| Maxim Financial Advisors LLC
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| |
|---|---|
| CRD # | 139366 |
| SEC # | 801-66147 |
| CIK # | |
| AUM | $371.2 MM (2024-07-29) |
| Employees | 41 (80% Investors, 100% Brokers) |
| Phone | 212-895-3500 |
| Address | 300 Park Ave New York, NY 10022 |
| Source | [IAPD] [Website] |
| Total AUM ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 378 | 0.1 |
| (b) Individuals (high net worth individuals) | 354 | 0.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 15 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 754 | 0.4 |
| By Discretionary | ||
| Discretionary | 352 | 0.2 |
| Non-Discretionary | 402 | 0.2 |
| Total | 754 | 0.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.4 | |
| Total | 754 | 0.4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Curbstone Financial Management Corporation
✚
|
NH | 0.4 |
|
Rench Wealth Management Inc
✚
|
TX | 0.4 |
|
Financial Harvest LLC
✚
|
FL | 0.4 |
|
Asset Planning Corporation
✚
|
TN | 0.4 |
|
Disciplined Equity Management Inc
✚
|
FL | 0.4 |
|
Graybill Wealth Management Ltd
✚
|
IL | 0.4 |
|
Custom Index Systems LLC
✚
|
NY | 0.4 |
|
Henry James International Management Inc
✚
|
NY | 0.4 |
|
Landseer Advisors LLC
✚
|
NJ | 0.4 |
|
Bluesphere Advisors LLC
✚
|
PA | 0.4 |