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| Happy Holidays!! thanks for using AUM13F!! |
| Maxim Financial Advisors LLC
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| CRD # | 139366 |
| SEC # | 801-66147 |
| CIK # | |
| AUM | $396.5 M (2025-02-28) |
| Employees | 39 (79% Investors, 100% Brokers) |
| Phone | 212-895-3500 |
| Address | 300 Park Ave New York, NY 10022 |
| Source | [IAPD] [Website] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 119 | 0.0 |
| (b) Individuals (high net worth individuals) | 609 | 0.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 18 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 753 | 0.4 |
| By Discretionary | ||
| Discretionary | 403 | 0.2 |
| Non-Discretionary | 350 | 0.2 |
| Total | 753 | 0.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.4 | |
| Total | 753 | 0.4 |
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TN | 0.4 |
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Instrumental Wealth LLC
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MA | 0.4 |
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Beacon Global Advisor Network LLC
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Reedmark Advisors LLC
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NJ | 0.4 |
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Biltmore Wealth Management LLC
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AZ | 0.4 |
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Equinum LLC
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NY | 0.4 |
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FSA Advisors Inc
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MI | 0.4 |