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| Keyboard |
| Maxim Financial Advisors LLC
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|---|---|
| CRD # | 139366 |
| SEC # | 801-66147 |
| CIK # | |
| AUM | 445.5 M (2026-03-20) |
| Employees | 35 (80% Investors, 100% Brokers) |
| Phone | 212-895-3500 |
| Address | 300 Park Ave New York, NY 10022 |
| Source | [IAPD] [Website] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 710 | 0.2 |
| (b) Individuals (high net worth individuals) | 48 | 0.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 12 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 775 | 0.4 |
| By Discretionary | ||
| Discretionary | 438 | 0.3 |
| Non-Discretionary | 337 | 0.2 |
| Total | 775 | 0.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.4 | |
| Total | 775 | 0.4 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
United Advisors America Corporation
✚
|
TX | 446.5 M |
|
Wealth Navigation LLC
✚
|
UT | 446.3 M |
|
L K Benson & Company PC
✚
|
MD | 446.2 M |
|
Peak Wealth Management LLC
✚
|
MI | 446.0 M |
|
Roberts Wealth Advisors LLC
✚
|
CA | 446.0 M |
|
Newton One Investments LLC
✚
|
DE | 445.5 M |
|
Spectrum Wealth Advisory Group LLC
✚
|
CA | 445.4 M |
|
Robinson Smith Wealth Advisors LLC
✚
|
ME | 444.9 M |
|
Holistic Financial Partners LLC
✚
|
IN | 444.6 M |
|
Balis Enterprises LLC
✚
|
444.3 M |