McClain Value Management LLC

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McClain Value Management LLC
CRD #114074
SEC #801-66683
CIK #0001424196
AUM
Employees 2 (50% Investors, 0% Brokers)
Fees
Minimum
Phone203-966-3197
Address175 Elm Street
New Canaan, CT 06840
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
60048036024012002005201120182025
Fees and Compensation — Form ADV Part 2A (6/22/2026) [Brochure]
Item 5 - Fees and Compensation

MVM earns compensation for its investment strategies and its other investment management services based
on each client’s assets under management. Unless otherwise negotiated, the firm’s current schedule for its
investment strategies is as follows:

                                  Equity Strategies        Income Strategy
    On the first $10,000,000      1.00% per annum          0.40% per annum
    On the next $15,000,000       0.90% per annum          0.30% per annum
    Over $25,000,000              0.80% per annum          0.25% per annum

No fees are payable in advance. Fees are calculated quarterly in arrears based on the market value of the
client’s account at quarter-end. Upon written request, client may instead calculate its fees based on an
average daily balance method. Clients are invoiced shortly after quarter-end. When permissible by the
client’s custodian, the client may choose (via written authorization) to have MVM deduct such fees directly
from the client’s account.

In addition to MVM’s investment advisory fees, clients incur brokerage and other transaction costs
(commissions, etc.) that are paid to executing brokers. Such costs are explained more fully in Item 12 –
Brokerage Practices. Clients should also be aware that certain custodians sometimes charge fees for
miscellaneous services including trade away fees, generally on smaller accounts. Finally, with respect to
the firm’s other investment management services, although MVM prefers utilizing no-load funds, clients
should be aware that mutual funds and ETF’s levy their own investment management and administrative
fees.

Fees for equity research services are negotiated on a case-by-case basis.

Supervised persons at MVM do not accept compensation for the sale of securities or other investment
products and therefore, the conflict of interest resulting from such arrangements does not arise.
Account Minimums and Types of Clients — Form ADV Part 2A (6/22/2026) [Brochure]
Item 7 - Types of Clients

MVM manages accounts for a variety of clients, including high net worth individuals, trusts, foundations,
endowments, and pension funds. Current account minimums are $500,000 for the firm’s investment
strategies and $3 million for its other investment management services. At MVM’s discretion, it may
waive account minimums for certain clients.
Sector Form 13F Holdings Value ($M)
Science Applications International Corp 4.3
Career Education Corp 4.0
Vistra Energy Corp 3.8
East Resources Acquisition Co 3.5
Knowles Corp 3.5
Bunge Global Sa 3.4
AES Corp 3.4
Donnelley Financial Solutions Inc 3.2
General Mills Inc 3.0
UNUM Group 2.6
View All
Holdings by Sector ($M)
60048036024012002011201420172021
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 7 36.1
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 13.9
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 13 49.9
By Discretionary
Discretionary 13 49.9
Non-Discretionary 0 0.0
Total 13 49.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 49.9
Total 13 49.9
EDGAR Form CIK 2011 - 2026
13F-HR [0001424196]
13F-NT [0001424196]
SC 13G [0001424196]
Form 13D/13G Filer Form 13D/13G Subject Filed
McClain Value Management LLC Ciber Inc [2013-02-12]
McClain Value Management LLC 1 800 Flowers Com Inc [2013-02-12]
McClain Value Management LLC Endeavour International Corp [2012-02-10]
Firm Profile (Form ADV)
Discretionary AUM$0.2B
ServesInstitutional, Retail
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