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| Merganser Capital Management LLC
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|---|---|
| CRD # | 169258 |
| SEC # | 801-78733 |
| CIK # | |
| AUM | 17.66 B (2026-03-30) |
| Employees | 32 (34% Investors, 0% Brokers) |
| Phone | 617-494-1000 |
| Address | 99 High Street Boston, MA 02110-2320 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Merganser Short Income Fund LLC | [2020-03-27] | 54.9 M | 52.8 M |
| Filed 2026-02-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Merganser Core Bond Fund II | [2017-03-27] | 218.7 M | 170.7 M |
| Filed 2026-02-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Merganser Intermediate Term Bond Fund II LLC | 2015-03-23 | 6.2 M | |
| Other | Merganser Floating Rate Bond Fund LLC | [2014-03-27] | 772.0 M | 71.5 M |
| Filed 2026-02-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Merganser Core Plus Bond Fund LLC | 2012-03-14 | 22.5 M | |
| Other | Merganser Short Term Bond Fund LLC | 2012-03-14 | 239.6 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 0.5 |
| (g) Pension and profit sharing plans | 11 | 2.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 7 | 2.6 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 10 | 0.4 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 83 | 10.6 |
| (n) Other | 7 | 0.5 |
| Total | 125 | 17.7 |
| By Discretionary | ||
| Discretionary | 125 | 17.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 125 | 17.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.1 | |
| United States Persons | 16.5 | |
| Total | 125 | 17.7 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Douglas Kelly | Executive Officer | 14 | 4 | |
| Adam Ware | Executive Officer | 10 | 3 | |
| Peter Kaplan | Executive Officer | 9 | 3 | |
| Andrew Smock | Executive Officer | 9 | 3 | |
| Jennifer Wynn | Executive Officer | 8 | 3 | |
| Merganser Capital Management | Promoter | 6 | 3 | |
| Derek Moran | Executive Officer | 6 | 3 | |
| Todd Copenhaver | Executive Officer | 7 | 2 | |
| Manager Merganser Capital Management LLC | Promoter | 3 | 2 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $7.4B |
| Serves | Institutional, Retail |
| LEI | 2549003OO2V9897HYY46 |
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|---|---|---|
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