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| Happy Holidays!! thanks for using AUM13F!! |
| Merganser Capital Management LLC
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| CRD # | 169258 |
| SEC # | 801-78733 |
| CIK # | |
| AUM | $17.1 B (2025-03-26) |
| Employees | 30 (33% Investors, 0% Brokers) |
| Phone | 617-494-1000 |
| Address | 99 High Street Boston, MA 02110-2320 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Merganser Short Income Fund LLC | [2020-03-27] | 54.9 | 49.8 |
| Other | Merganser Core Bond Fund II | [2017-03-27] | 156.1 | 103.9 |
| Other | Merganser Intermediate Term Bond Fund II LLC | 2015-03-23 | 6.2 | |
| Other | Merganser Floating Rate Bond Fund LLC | [2014-03-27] | 764.0 | 100.7 |
| Other | Merganser Core Plus Bond Fund LLC | 2012-03-14 | 22.5 | |
| Other | Merganser Short Term Bond Fund LLC | 2012-03-14 | 394.7 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 0.6 |
| (g) Pension and profit sharing plans | 11 | 2.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 7 | 2.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 12 | 0.6 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 82 | 10.4 |
| (n) Other | 7 | 0.5 |
| Total | 126 | 17.1 |
| By Discretionary | ||
| Discretionary | 126 | 17.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 126 | 17.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.1 | |
| United States Persons | 16.0 | |
| Total | 126 | 17.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Douglas Kelly | 14 | ||
| Adam Ware | 9 | ||
| Peter Kaplan | 8 | ||
| Jennifer Wynn | 8 | ||
| Andrew Smock | 8 | ||
| Derek Moran | 6 | ||
| Merganser Capital Management | 6 | ||
| Todd Copenhaver | 6 | ||
| Manager Merganser Capital Management LLC | 3 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Choreo LLC
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|
IL | 18.2 |
|
Comprehensive Financial Management LLC
✚
|
CA | 17.9 |
|
Baker Street Advisors LLC
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CA | 17.8 |
|
Letko Brosseau & Associates Inc
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|
17.2 | |
|
W1M Investment Management Limited
✚
|
17.1 | |
|
F/m Investments LLC
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|
DC | 16.9 |
|
Guideline Investments LLC
✚
|
CA | 16.5 |
|
The London Company of Virginia LLC
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|
VA | 16.0 |
|
Vaughan Nelson Investment Management LP
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|
TX | 15.9 |
|
Nationwide Investment Advisors LLC
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|
OH | 15.7 |