Michael Traxler Wealth Management LLC

Item 5: Fees and Compensation
 Method of Compensation and Fee Schedule
  ASSET MANAGEMENT
  MTWM offers discretionary direct asset management services to advisory Clients. The
  fees for these services will be based on a percentage of assets under management as
  follows:
        Assets Under Management                    Annual Fee               Quarterly Fee
               $0 - $49,000                          1.40%                     .350%
            $50,000 - $99,999                        1.25%                     .312%
           $100,000 - $249,999                       1.10%                     .275%
           $250,000 - $499,999                       0.95%                     .237%
           $500,000 - $999,999                       0.85%                     .212%
         $1,000,000 - $1,999,999                     0.75%                     .188%
         $2,000,000 - $4,999,999                     0.65%                     .163%
           5,000,000 and Above                       0.60%                      .15%
  The annual fee may be negotiable. Accounts within the same household may be
  combined for a reduced fee. Fees are billed quarterly in advance based on the amount of
  assets managed as of the last business day of the previous quarter. Initial fees for partial
  quarters are waived. Lower fees for comparable services may be available from other
  sources. Clients may terminate their account within five (5) business days of signing the
  Investment Advisory Agreement for a full refund. Clients may terminate advisory
  services with thirty (30) days written notice. For accounts closed mid-quarter, the Client
  will be entitled to a pro rata refund for the days of service not provided in the final
  quarter. Client shall be given thirty (30) days prior written notice of any increase in fees.
  Client will acknowledge, in writing, any agreement of increase in said fees before any
  increase in fees occurs.
  American Funds Service Company (AFS)
  For accounts that fall under the minimum account size and certain employer plans the
  following platform is made available through AFS, where Clients are invested in
  portfolios constructed solely of mutual funds managed by American Funds.
  Fees for accounts held at AFS shall be a rate of 1% annually. The fees will be billed
  quarterly in arrears. The fees will be calculated by AFS for each quarter period ending
  the last business day of February, May, August and November and shall be the product of
  (i) the average daily net asset value of Client assets invested in shares of the Funds
  through the Program during the quarter; (ii) the number of days in the quarter; and (iii)
  the rate agreed to by the parties divided by the number of days in the year. The fee shall
  be paid within thirty (30) days following the end of the quarter for which such fees are
  payable.
  AFS shall deduct fees from Client accounts to pay MTWM.
  Lower fees for comparable services may be available from other sources. Clients may
  terminate their account within five (5) business days of signing the Investment Advisory
  Agreement for a full refund. Clients may terminate advisory services with thirty (30)
  days written notice. For accounts closed mid-quarter, MTWM will be entitled to a pro
  rata fee for the days of service was provided in the final quarter. Client shall be given

                            Michael Traxler Wealth Management, LLC

 thirty (30) days prior written notice of any increase in fees. Client will acknowledge, in
 writing, any agreement of increase in said fees before any increase in fees occurs.
 ANNUITY MANAGEMENT
 The fees for these services will be based on a percentage of 0.6% of Assets Under
 Management on an annual basis.
 Fees will be disclosed prior to Client signing the Investment Advisory Agreement.
 MTWM’ fees are billed quarterly in arrears based on the amount of assets managed as of
 the close of business on the last business day of the previous quarter. Quarterly advisory
 fees will be paid in the following ways:
     a) Deduct from another non-qualified Client’s account held with MTWM
     b) Deduct from another qualified account if eligible, i.e. over 59 ½
     c) Direct billing to the Client payable within 10 days of invoice presentation
     d) Deduct from Client’s annuity account

 The annual fee may be negotiable. Accounts within the same household may be
 combined for a reduced fee. Lower fees for comparable services may be available from
 other sources. Clients may terminate their account within five (5) business days of
 signing the Investment Advisory Agreement with no obligation and without penalty.
 Clients may terminate advisory services with thirty (30) days written notice. MTWM will
 be entitled to a pro rata fee for the days service was provided in the final billing period.
 Client shall be given thirty (30) days prior written notice of any increase in fees, and
 Client will acknowledge, in writing, any agreement of increase in said fees.
 FINANCIAL PLANNING AND CONSULTING
 MTWM charges an hourly fee of $200 for financial planning. Prior to the planning
 process the Client will be provided an estimated plan fee. Services are completed and
 delivered inside of sixty (60) days contingent upon timely delivery of all required
 documentation.
 Fees for financial plans are due upon delivery of the completed plan. Client may cancel
 within five (5) business days of signing Agreement with no obligation and without
 penalty. If the Client cancels after five (5) business days, any unpaid earned fees will be
 due to MTWM. MTWM reserves the right to waive the fee should the Client implement
 the plan through MTWM.

Client Payment of Fees
 Investment management fees are billed quarterly in advance, meaning we bill you at the
 beginning of the quarter. Fees are usually deducted from a designated Client account to
 facilitate billing. The Client must consent in advance to direct debiting of their
...

Item 7: Types of Clients
 Description
  MTWM generally provides investment advice to individuals, high net worth individuals,
  trusts, estates, or charitable organizations, corporations or business entities. Client
  relationships vary in scope and length of service.

 Account Minimums
  MTWM requires a minimum of $100,000 to open an account. In certain instances, the
  minimum account size may be lowered or waived based on factors such as related
  accounts, anticipated future earnings capacity, periodic funding, as well as other Client
  specific situations.

                            Michael Traxler Wealth Management, LLC