Mistral Capital Management LLC
- Assets, Funds, Holdings
| Mistral Capital Management LLC
|
| CRD # | 160013 |
| SEC # | 801-74204 |
| CIK # | 0001695155 |
| AUM |
|
| Employees |
3 (67% Investors, 0% Brokers)
|
| Fees | |
| Minimum |
|
| Phone | 212-616-9600 |
| Address | 501 Madison Avenue
New York, NY 10022 |
| Source |
[IAPD]
[EDGAR]
[Website]
|
|
Total AUM ($M)
|
|
|
| Type |
Form D Funds |
Date |
Sold |
AUM |
| PE |
Mistral Sleepless Holdings 2 LLC |
2026-03-10
|
|
22.9 M |
| PE |
Haymaker Sponsor IV LLC |
2025-04-17
|
|
8.8 M |
| PE |
Mistral Bold Holdings |
2025-04-17
|
|
2.5 M |
| PE |
Mistral Sleepless Holdings |
2025-04-17
|
|
62.5 M |
| PE |
Mistral Whobrew LLC |
2025-04-17
|
|
9.8 M |
| PE |
MEP Co-Invest LLC |
2012-02-15
|
|
7.1 M |
| PE |
Mistral Equity Partners LP |
[2012-02-15]
|
286.8 M |
26.8 M |
|
Offered $500,000,000 · Filed 2009-06-25 (D/A) · Exemption 506 · Minimum $5,000,000 · Remaining $213,230,000 · Duration One year or less · Commission $225,000 · Revenue Decline to Disclose
|
| PE |
Mistral Equity Partners QP LP |
[2012-02-15]
|
286.8 M |
10.9 M |
|
Offered $500,000,000 · Filed 2009-06-25 (D/A) · Exemption 506 · Minimum $5,000,000 · Remaining $213,230,000 · Duration One year or less · Commission $225,000 · Revenue Decline to Disclose
|
| AUM Breakdown |
Accounts |
AUM ($M) |
| By Client Type |
| (a) Individuals (other than high net worth individuals) |
0
|
0.0 |
| (b) Individuals (high net worth individuals) |
0
|
0.0 |
| (c) Banking or thrift institutions |
0
|
0.0 |
| (d) Investment companies |
0
|
0.0 |
| (e) Business development companies |
0 |
0.0 |
| (f) Pooled investment vehicles |
2 |
37.7 |
| (g) Pension and profit sharing plans |
0 |
0.0 |
| (h) Charitable organizations |
0 |
0.0 |
| (i) State or municipal government entities |
0 |
0.0 |
| (j) Other investment advisers |
0 |
0.0 |
| (k) Insurance companies |
0 |
0.0 |
| (l) Sovereign wealth funds and foreign official institutions |
0 |
0.0 |
| (m) Corporations or other businesses not listed above |
0 |
0.0 |
| (n) Other |
1 |
2.4 |
| Total |
3 |
40.1 |
| By Discretionary |
| Discretionary |
3 |
40.1 |
| Non-Discretionary |
0 |
0.0 |
| Total |
3 |
40.1 |
| By Non-United States Persons |
| Non-United States Persons |
|
0.0 |
| United States Persons |
|
40.1 |
| Total |
3 |
40.1 |
| Firm Profile (Form ADV) |
| Serves | Institutional |
| Fund Types | Private Equity |
| Insider Transaction (Form 3/4/5) |
Date |
Action |
Shares |
Price |
Value ($) |
|
Vringo Inc XSPA
Common Stock
|
2020-04-14 |
Sell |
112,020 |
$0.39 |
43,688 |
|
Vringo Inc XSPA
Common Stock
|
2020-04-14 |
Sell |
3,000,000 |
$0.37 |
1,110,000 |
|
Vringo Inc XSPA
Common Stock
|
2020-04-14 |
Sell |
1,000,000 |
$0.40 |
400,000 |
|
Vringo Inc XSPA
Common Stock
|
2019-10-02 |
Conversion |
6,606,338 |
|
|
|
Vringo Inc XSPA
Series D Convertible Preferred Stock · derivative
|
2019-10-02 |
Conversion |
220,199 |
$0.00 |
|
|
Vringo Inc XSPA
Series D Convertible Preferred Stock · derivative
|
2019-10-01 |
Other |
8,470 |
$0.00 |
|
|
Vringo Inc XSPA
Series D Convertible Preferred Stock · derivative
|
2019-10-01 |
Other |
67,913 |
$0.00 |
|
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