MOAB Capital Partners LLC

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Assets, Funds, Holdings

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MOAB Capital Partners LLC
CRD #154855
SEC #801-72179
CIK #0001377817
AUM
Employees 9 (67% Investors, 0% Brokers)
Phone212-981-2646
Address16 Spinnaker Way
Southampton, NY 11968
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
1300104078052026002011201620212026
CIK Period
0001377817
Sector Form 13F Holdings Value ($M)
Amazon Com Inc 2.3
PhenixFIN Corp 1.8
Alphabet Inc 1.6
Wal Mart Stores Inc 1.2
Netsol Technologies Inc 1.0
NAM Tai Electronics Inc 0.6
K12 Inc 0.5
Willis Group Holdings PLC 0.5
Apple Inc 0.4
Trinseo Sa 0.3
Johnson & Johnson 0.2
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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Type Form D Funds Date Sold ($M) AUM ($M)
HF MOAB Partners LP [2012-03-30] 249.4 1,115.7
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 4 1,146.4
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 4 1,146.4
By Discretionary
Discretionary 4 1,146.4
Non-Discretionary 0 0.0
Total 4 1,146.4
By Non-United States Persons
Non-United States Persons 237.3
United States Persons 909.1
Total 4 1,146.4
Form D Directors # Filings # Firms 2011 - 2025
Cormac Sheehan 42
Michael Rothenberg 15
Tatenda Gotosa 11
Gareth Thomas 10
TDF Management Ltd 4
Tdf Management Ltd NA 1
TFD Management Ltd 1
EDGAR Form CIK 2011 - 2025
13F-HR [0001377817]
3 [0001377817]
4 [0001377817]
5 [0001377817]
SC 13D [0001377817]
SC 13G [0001377817]
Form 13D/13G Filer Form 13D/13G Subject Filed
MOAB Capital Partners LLC Kadem Sustainable Impact Corp [2021-03-26]
MOAB Capital Partners LLC Red Lion Hotels Corp [2020-04-03]
MOAB Capital Partners LLC Capital Southwest Corp [2019-02-14]
MOAB Capital Partners LLC RadNet Inc [2018-02-22]
MOAB Capital Partners LLC Capital Southwest Corp [2018-02-14]
MOAB Capital Partners LLC Netsol Technologies Inc [2017-04-06]
MOAB Capital Partners LLC VIAD Corp [2017-03-10]
MOAB Capital Partners LLC CSW Industrials Inc [2017-02-14]
MOAB Capital Partners LLC Capital Southwest Corp [2017-02-14]
MOAB Capital Partners LLC Armstrong Flooring Inc [2016-06-28]
View All
Form 3/4/5 Subject 2011 - 2025
Capital Southwest Corp
Moab Partners LP
Rothenberg Michael
Moab Capital Partners LLC
Moab GP LLC
Perceptron Inc/Mi
Cadus Corp
Mac-Gray Corp
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